T•••• C• H••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Waco, TX | WACO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ad2ebe65-e262-dd9f-1808-21aa9a18fb5d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 21, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Feb 16, 2012	n/a	yes	WACO, TX\|Waco, TX	Current employment
W•••••• R••••••• A•• M••••••••• L•••••	Former SEC adviser	May 7, 2007	Jul 14, 2009	no	FORT WORTH, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• R••••••• A•• M••••••••• L•••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 14, 2009	Feb 16, 2012	947	Firm change after gap	Other
A• G• E•••••• • S•••• I•••	W•••••• R••••••• A•• M••••••••• L•••••	Apr 18, 2007

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Feb 16, 2012 to presentfactForm ADV
→ W•••••• R••••••• A•• M••••••••• L•••••Registered adviserregistration: previous registration
May 7, 2007 to Jul 14, 2009factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviserregistration: previous registration
Aug 22, 2002 to Apr 18, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad2ebe65-e262-dd9f-1808-21aa9a18fb5d
First observed: Aug 22, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.