DFX Intelligence

S•••• C••••••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor23 years in industry

S•••• C••••••••• W••••••

Advisor at F•••••••• G•••••• F••••• O••••• S•••••••• L••

LAKEWAY, TX | The Hills, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ad43adc4-96f2-5c00-26bb-f47dd103e483

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: May 13, 2003 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

S•••• C••••••••• W••••••

Person · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• G•••••• F••••• O••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 13, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• G•••••• F••••• O••••• S•••••••• L••	Independent wealth	Sep 10, 2021	n/a	yes	LAKEWAY, TX\|The Hills, TX	Current employment
F•••• F•••••••• G••••• I•••	Former SEC adviser	Dec 19, 2018	Sep 21, 2021	no	Tiburon, CA\|GREENWOOD VILLAGE, CO\|SAN FRANCISCO, CA\|Austin, TX\|Austin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• G••••• I•••	F•••••••• G•••••• F••••• O••••• S•••••••• L••	Sep 21, 2021	Sep 10, 2021	-11	Channel change	RIA to new firm
F•••••• I••••••••• M••••••••• I•••	F•••• F•••••••• G••••• I•••	Aug 1, 2006	Dec 19, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
28784:316024:TX:2021-09-21	Sep 21, 2021	Sep 10, 2021	AUSTIN, TX	Firm change

Relationships

Registered with (3)

→ F•••••••• G•••••• F••••• O••••• S•••••••• L••Registered adviserregistration: current employment
Sep 10, 2021 to presentfactForm ADV
→ F•••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 19, 2018 to Sep 21, 2021factForm ADV
→ F•••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
May 13, 2003 to Aug 1, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad43adc4-96f2-5c00-26bb-f47dd103e483
First observed: May 13, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.