RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- F•••••••• G•••••• F••••• O••••• S•••••••• L•• independent RIA currentsince Sep 10, 2021 · Lakeway, Tx
- F•••• F•••••••• G••••• I••• formerDec 19, 2018 to Sep 21, 2021 · Tiburon, Ca
- F•••••• I••••••••• M••••••••• I••• independent RIAMay 13, 2003 to Aug 1, 2006 · Oakbrook Terrace, Il
- F•••• F•••••••• G••••• I••• to F•••••••• G•••••• F••••• O••••• S•••••••• L••left Sep 21, 2021, registered Sep 10, 2021 (-11 days) · channel change inside one enterprise, not a move · moved with a team
- F•••••• I••••••••• M••••••••• I••• to F•••• F•••••••• G••••• I•••left Aug 1, 2006, registered Dec 19, 2018 (4523 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address