DFX Intelligence

T••••• R••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

T••••• R••• W•••••••

Advisor at F•••••••• G•••••• F••••• O••••• S•••••••• L••

Rochester, MI | LAKEWAY, TX

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Search this name across graphsid dfx:ria:ad53c717-35e8-db59-a4ce-f0c28421b9da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 23, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• G•••••• F••••• O••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• G•••••• F••••• O••••• S•••••••• L••	Independent wealth	Jun 1, 2022	n/a	yes	LAKEWAY, TX\|Rochester, MI	Current employment
T•••••• C•••••• M•••••••••	Independent wealth	May 22, 2020	Jul 9, 2022	no	DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• C•••••• M•••••••••	F•••••••• G•••••• F••••• O••••• S•••••••• L••	Jul 9, 2022	Jun 1, 2022	-38	Firm change after gap	RIA to RIA
A••••••••• F•••••••• S•••••••• L••	T•••••• C•••••• M•••••••••	Jul 12, 2018	May 22, 2020

Relationships

Registered with (3)

→ F•••••••• G•••••• F••••• O••••• S•••••••• L••Registered adviserregistration: current employment
Jun 1, 2022 to presentfactForm ADV
→ T•••••• C•••••• M•••••••••Registered adviserregistration: previous registration
May 22, 2020 to Jul 9, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 23, 2016 to Jul 12, 2018factForm ADV

Dated events

Occurred
Jul 9, 2022
Advisor changed firm
T••••• R••• W••••••• left T•••••• C•••••• M••••••••• for F•••••••• G•••••• F••••• O••••• S•••••••• L•• (registered 2022-06-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad53c717-35e8-db59-a4ce-f0c28421b9da
First observed: May 23, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.