DFX Intelligence

P•••••• B••• M••• E••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

P•••••• B••• M••• E••

Advisor at D•••••••• W••••• M••••••••• L••

Phoenix, AZ | SOUTH JORDAN, UT

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Search this name across graphsid dfx:ria:ad82f1f8-ca0a-6254-7bd8-513500792684

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 14, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 22, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• W••••• M••••••••• L••	Independent wealth	Jul 18, 2024	n/a	yes	SOUTH JORDAN, UT\|Phoenix, AZ	Current employment
T••••••• A•••••• N••••••• L••	Bd affiliated wealth	Mar 1, 2023	Aug 15, 2024	no	MINNEAPOLIS, MN\|PHOENIX, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A•••••• N••••••• L••	D•••••••• W••••• M••••••••• L••	Aug 15, 2024	Jul 18, 2024	-28	Firm change	Ibd to RIA
P••••••••• F•••••••• S••••••• L••	T••••••• A•••••• N••••••• L••	Apr 4, 2023	Mar 1, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
304569:329878:AZ:2024-08-15	Aug 15, 2024	Jul 18, 2024	PHOENIX, AZ	Firm change
127704:304569:AZ:2023-04-04	Apr 4, 2023	Mar 1, 2023	PHOENIX, AZ	Firm change after gap

Relationships

Registered with (4)

→ D•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 18, 2024 to presentfactForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Mar 1, 2023 to Aug 15, 2024factForm ADV
→ P••••••••• F•••••••• S••••••• L••Registered adviserregistration: previous registration
Sep 27, 2006 to Apr 4, 2023factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Aug 15, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 4, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad82f1f8-ca0a-6254-7bd8-513500792684
First observed: Feb 14, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.