DFX Intelligence

T•••••• K••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor19 years in industry

T•••••• K••• M••••••

Advisor at A•••• G••••• A•••••••• L••

HOUSTON, TX | Milton, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ad8d5ebc-f127-564b-baf2-b7034be0f81e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• G••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 27, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• G••••• A•••••••• L••	Independent wealth	Mar 20, 2020	n/a	yes	HOUSTON, TX\|Milton, GA	Current employment
B•••• W•••••• L••	Former SEC adviser	Dec 19, 2016	Mar 24, 2020	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• W•••••• L••	A•••• G••••• A•••••••• L••	Mar 24, 2020	Mar 20, 2020	-4	Firm change	RIA to RIA
S••••• P•••• C•••••• L••	B•••• W•••••• L••	Dec 15, 2017	Dec 19, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
165931:287466:GA:2020-03-24	Mar 24, 2020	Mar 20, 2020	ATLANTA, GA	Firm change

Relationships

Registered with (4)

→ A•••• G••••• A•••••••• L••Registered adviserregistration: current employment
Mar 20, 2020 to presentfactForm ADV
→ B•••• W•••••• L••Registered adviserregistration: previous registration
Dec 19, 2016 to Mar 24, 2020factForm ADV
→ S••••• P•••• C•••••• L••Registered adviserregistration: previous registration
Jun 3, 2015 to Dec 15, 2017factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad8d5ebc-f127-564b-baf2-b7034be0f81e
First observed: Jan 8, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.