DFX Intelligence

Data Factory

RIA / WealthAdvisor13 years in industry

BRENDAN SHEA BAYRON

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

Dedham, MA | PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ad9d6c50-a850-4d20-b05e-741bdc9d60ec

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Apr 14, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 5, 2021
First registration: Apr 14, 2021
Dual registered: no
Other names: Brendan Bayron
IAPD individual key: 7287860

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Aug 18, 2026	n/a	yes	Dedham, MA\|PHOENIX, AZ	Current employment
RISE NORTH CAPITAL INVESTMENT ADVISORS	Independent wealth	Dec 9, 2025	Aug 14, 2026	no	BRAINTREE, MA	Previous registration
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Dec 13, 2022	Mar 4, 2026	no	PHOENIX, AZ\|Braintree, MA	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Jun 29, 2022	Nov 4, 2022	no	GLASTONBURY, CT\|MILTON, MA\|BRIGHTON, MA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 9, 2021	Jan 7, 2022	no	EVERETT, WA\|ISSAQUAH, WA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Apr 14, 2021	Jun 9, 2021	no	BELLEVUE, WA\|MOUNTLAKE TERRACE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RISE NORTH CAPITAL INVESTMENT ADVISORS	FOUNDATIONS INVESTMENT ADVISORS LLC	Aug 14, 2026	Aug 18, 2026	4	Firm change	RIA to RIA
FOUNDATIONS INVESTMENT ADVISORS LLC	RISE NORTH CAPITAL INVESTMENT ADVISORS	Mar 4, 2026	Dec 9, 2025	-85	Firm change after gap	RIA to new firm
ESI FINANCIAL ADVISORS	FOUNDATIONS INVESTMENT ADVISORS LLC	Nov 4, 2022	Dec 13, 2022	39	Firm change	Ibd to RIA
CETERA ADVISOR NETWORKS LLC	ESI FINANCIAL ADVISORS	Jan 7, 2022	Jun 29, 2022	173	Firm change	Ibd to ibd
VOYA FINANCIAL ADVISORS, INC.	CETERA ADVISOR NETWORKS LLC	Jun 9, 2021	Jun 9, 2021	0	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2882:13572:WA:2021-06-09	Jun 9, 2021	Jun 9, 2021	MOUNTLAKE TERRACE, WA	Firm change

Relationships

Registered with (5)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Dec 13, 2022 to Mar 4, 2026factForm ADV
→ RISE NORTH CAPITAL INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Dec 9, 2025 to Aug 14, 2026factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jun 29, 2022 to Nov 4, 2022factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 9, 2021 to Jan 7, 2022factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 14, 2021 to Jun 9, 2021factForm ADV

Dated events

Occurred
Aug 14, 2026
Advisor changed firm
Brendan Shea Bayron left Rise North Capital Investment Advisors for Foundations Investment Advisors Llc (registered 2026-08-18)
Form ADVobserved 6 days ago
Occurred
Mar 4, 2026
Advisor changed firm
Brendan Shea Bayron left Foundations Investment Advisors Llc for Rise North Capital Investment Advisors (registered 2025-12-09)
Form ADVobserved 6 days ago
Occurred
Nov 4, 2022
Advisor changed firm
Brendan Shea Bayron left Esi Financial Advisors for Foundations Investment Advisors Llc (registered 2022-12-13)
Form ADVobserved 6 days ago
Occurred
Jan 7, 2022
Advisor changed firm
Brendan Shea Bayron left Cetera Advisor Networks Llc for Esi Financial Advisors (registered 2022-06-29)
Form ADVobserved 6 days ago