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CRD 314629
BALTIMORE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARY CAROL CESELSKY-GRUNDER | n/a | CASTELLON DE LA PLANA | 5 | 18 | 3 | no |
| THOMAS CLYDE TAVENNER | Certified Financial Planner | BALTIMORE, MD | OLNEY, MD | 2 | 29 | 7 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CESELSKY-GRUNDER, MARY, CAROL | OWNER AND CHIEF COMPLIANCE OFFICER | E | yes | 04/2021 | Jan 13, 2022 | Jan 29, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Baltimore | Md | United States | 2 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 4, 2026 | $229M | $8.8M | 4 | 2 | 2 | n/a | n/a |
| 2024 | Feb 3, 2025 | $240M | $75.4M | 4 | 2 | 1 | n/a | n/a |
| 2023 | Jan 29, 2024 | $200M | $7.3M | 3 | 2 | 2 | n/a | n/a |
| 2022 | Mar 31, 2023 | $167M | $4.6M | 3 | 2 | 2 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $229M | $240M | -4.4% | $167M | 11.1% | 4 | 4 | 2 | 1 |