DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at B••••••• L••
BALTIMORE, MD | OLNEY, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••• L•• | Mixed wealth | Dec 5, 2023 | n/a | yes | BALTIMORE, MD|OLNEY, MD | Current employment |
| G•••• P•••• A•••••••• L•• | Former SEC adviser | Apr 1, 2021 | Dec 2, 2021 | no | ROCKVILLE, MD|Gaithersburg, MD|ROCKVILLE, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••• A•••••••• L•• | G•••• P•••• A•••••••• L•• | Dec 3, 2021 | Apr 1, 2021 | -246 | Firm change after gap | Other |
| G•••• P•••• A•••••••• L•• | B••••••• L•• | Dec 2, 2021 | Dec 5, 2023 |
| K••• A•••••••• L•• | n/a | Mar 5, 2018 | Dec 3, 2021 | no | GAITHERSBURG, MD | Previous registration |
| T••••••• F••••••••• L•• | n/a | May 25, 2010 | Dec 31, 2018 | no | FREDERICK, MD | Previous registration |
| H• B•••• I••• | Former SEC adviser | Feb 9, 2007 | Apr 1, 2021 | no | Gaithersburg, MD|Frederick, MD|Gaithersburg, MD | Previous registration |
| E•••• S••••••••• L•• | Bd affiliated wealth | May 5, 2006 | Feb 27, 2007 | no | BETHESDA, MD | Previous registration |
| E•• F•••••••• A••••••• | Independent wealth | Mar 16, 2004 | Apr 10, 2006 | no | BETHESDA, MD | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Nov 24, 1999 | Mar 3, 2004 | no | BETHESDA, MD | Previous registration |
| 733 |
| Firm change after gap |
| Ibd to RIA |
| H• B•••• I••• | T••••••• F••••••••• L•• | Apr 1, 2021 | May 25, 2010 | -3,964 | Firm change after gap | Other |
| T••••••• F••••••••• L•• | K••• A•••••••• L•• | Dec 31, 2018 | Mar 5, 2018 | -301 | Firm change after gap | Other |
| E•••• S••••••••• L•• | H• B•••• I••• | Feb 27, 2007 | Feb 9, 2007 | -18 | Firm change | Other |
| E•• F•••••••• A••••••• | E•••• S••••••••• L•• | Apr 10, 2006 | May 5, 2006 | 25 | Firm change | Other |
| N•• E•••••• S••••••••• C••••••••• | E•• F•••••••• A••••••• | Mar 3, 2004 | Mar 16, 2004 | 13 | Firm change | Other |