DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• L••
Latest filing Mar 4, 2026
First filing on the tape Jan 13, 2022 · 7 filings
SEC status approved since Feb 14, 2022
RAUM
$229M
reported, Item 5.F
Discretionary
3.9%
of RAUM
Private clients
30%
$68.8M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$115M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$229M as of Mar 4, 2026
Mar 31, 2023$167M then
HNW client RAUM$29.5M as of Mar 4, 2026
Mar 31, 2023$4.1M then
State-registered IARs (5.B.3)2 as of Mar 4, 2026
Mar 31, 20232 then
Employees (5.A)4 as of Mar 4, 2026
Mar 31, 20233 then
Private funds: no history
RAUM -4.4% over the last fiscal year+11% a year over threeIARs 2 to 2offices 1 to 2
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $115MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 81derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 3.9%derivedof RAUM
- Institutional
- 70%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -24%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$161M70%
- Individuals$39.3M17%
- High-net-worth individuals$29.5M13%
- Individual clients
- 147reported
- HNW clients
- 14reported
- Pension plan clients
- 29reported
- Charitable clients
- 0reported
- Accounts
- 226reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.3 fund_share=0.0 institutional_share=0.7 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• C•••• C••••••••• | Castellon De La Plana | Sep 8, 2021 | 18 y | 3 |
| T••••• C•••• T•••••••Certified Financial Planner | Baltimore, Md | Dec 5, 2023 | 29 y | 7 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• C•••• T••••••• from G•••• P•••• A•••••••• L••Dec 5, 2023 · Affiliated broker-dealer or bank to independent RIA
- M••• C•••• C••••••••• from W••••• P••••••• G••••Sep 8, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• M•••• C•••• · Owner And Chief Compliance Officercontrolsince 04/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Baltimore, MD2 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 4, 2026institutional share of RAUM of 70% against a peer median of 0% (5676 comparable advisers, 100.0th percentile, 23.5 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 100% percentile
- discretionary share shiftChange between filings · filing Mar 4, 2026discretionary share of RAUM moved from 31.0% to 4.0% between the annual amendments of 2025-02-03 and 2026-03-04peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 249 to 226Jun 24, 2025 to Mar 4, 2026
- HNW clients · 13 to 14Jun 24, 2025 to Mar 4, 2026
- Individual clients · 199 to 147Jun 24, 2025 to Mar 4, 2026
- Pension plan clients · 37 to 29Jun 24, 2025 to Mar 4, 2026
- Discretionary RAUM · $75.4M to $8.8MJun 24, 2025 to Mar 4, 2026
- HNW RAUM · $23.9M to $29.5MJun 24, 2025 to Mar 4, 2026
- Individual RAUM · $51.5M to $39.3MJun 24, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $164M to $220MJun 24, 2025 to Mar 4, 2026
- Pension RAUM · $164M to $161MJun 24, 2025 to Mar 4, 2026
- RAUM · $240M to $229MJun 24, 2025 to Mar 4, 2026
- Financial planning clients · 1-10 to 1-10Feb 3, 2025 to Jun 24, 2025
- Other offices · 1 to 2Feb 3, 2025 to Jun 24, 2025
- Accounts · 255 to 249Jan 29, 2024 to Feb 3, 2025
- HNW clients · 7 to 13Jan 29, 2024 to Feb 3, 2025
- Individual clients · 216 to 199Jan 29, 2024 to Feb 3, 2025
- Pension plan clients · 32 to 37Jan 29, 2024 to Feb 3, 2025
- Employees · 3 to 4Jan 29, 2024 to Feb 3, 2025
- HQ city · unset to BALTIMOREJan 29, 2024 to Feb 3, 2025
- HQ state · unset to MDJan 29, 2024 to Feb 3, 2025
- Other offices · 2 to 1Jan 29, 2024 to Feb 3, 2025
- Discretionary RAUM · $7.3M to $75.4MJan 29, 2024 to Feb 3, 2025
- HNW RAUM · $12.1M to $23.9MJan 29, 2024 to Feb 3, 2025
- Individual RAUM · $45.6M to $51.5MJan 29, 2024 to Feb 3, 2025
- Non-discretionary RAUM · $192M to $164MJan 29, 2024 to Feb 3, 2025
- Pension RAUM · $142M to $164MJan 29, 2024 to Feb 3, 2025
- RAUM · $200M to $240MJan 29, 2024 to Feb 3, 2025
- Accounts · 219 to 255Sep 5, 2023 to Jan 29, 2024
- HNW clients · 3 to 7Sep 5, 2023 to Jan 29, 2024
- Individual clients · 181 to 216Sep 5, 2023 to Jan 29, 2024
- Pension plan clients · 23 to 32Sep 5, 2023 to Jan 29, 2024
- Financial planning clients · 101-250 to 1-10Sep 5, 2023 to Jan 29, 2024
- Discretionary RAUM · $4.6M to $7.3MSep 5, 2023 to Jan 29, 2024
- HNW RAUM · $4.1M to $12.1MSep 5, 2023 to Jan 29, 2024
- Individual RAUM · $48.6M to $45.6MSep 5, 2023 to Jan 29, 2024
- Non-discretionary RAUM · $163M to $192MSep 5, 2023 to Jan 29, 2024
- Pension RAUM · $114M to $142MSep 5, 2023 to Jan 29, 2024
- RAUM · $167M to $200MSep 5, 2023 to Jan 29, 2024
- Accounts · 125 to 219Jan 13, 2022 to Mar 31, 2023
- HNW clients · 2 to 3Jan 13, 2022 to Mar 31, 2023
- Individual clients · 5 to 181Jan 13, 2022 to Mar 31, 2023
Signals
1 dated events
- B••••••• L•• filed its initial SEC registration (Form ADV)Jan 13, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- m••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 410-982-7505reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 555-555-5555reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 410-216-1551reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/booster-401k/?viewAsMember+truereportedpublic record, Form ADV, Sep 18, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 410-216-1551reportedpublic record, Form ADV, Mar 4, 2026
- Team page
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $115Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026