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RIA / WealthAdvisor31 years in industry

ARTHUR ABRAHAM BARASCH

Advisor at BARON FINANCIAL ADVISORS, LLC

SPRING, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BARON FINANCIAL ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 14, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 14, 1995
First registration: May 7, 2002
Dual registered: no
Other names: ARTHUR ABRAHAM BARASCH|ART A BARASCH
IAPD individual key: 2585867

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BARON FINANCIAL ADVISORS, LLC	State registered	Mar 27, 2023	n/a	yes	SPRING, TX	Current employment
BARON FINANCIAL ADVISORS, LLC	State registered	Mar 26, 2014	Dec 31, 2022	no	SPRING, TX\|SPRING, TX	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Feb 6, 2007	Apr 9, 2014	no	HOUSTON, TX	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Sep 30, 2004	Dec 31, 2005	no	Missouri City, TX\|SUGAR LAND, TX	Previous registration
THE ADVISORS GROUP, INC.	n/a	May 7, 2002	Sep 30, 2004	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARK AVENUE SECURITIES LLC	BARON FINANCIAL ADVISORS, LLC	Apr 9, 2014	Mar 26, 2014	-14	Firm change	Other
AMERITAS ADVISORY SERVICES	PARK AVENUE SECURITIES LLC	Dec 31, 2005	Feb 6, 2007	402	Firm change after gap	Other
THE ADVISORS GROUP, INC.	AMERITAS ADVISORY SERVICES	Sep 30, 2004	Sep 30, 2004	0	Firm change	Other

Relationships

Registered with (4)

→ BARON FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 26, 2014 to Dec 31, 2022factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Feb 6, 2007 to Apr 9, 2014factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 30, 2004 to Dec 31, 2005factForm ADV
→ THE ADVISORS GROUP, INC.Registered adviserregistration: previous registration
May 7, 2002 to Sep 30, 2004factForm ADV

Dated events

No dated event names this entity yet.