RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• A•••••• B••••••
- B•••• F•••••••• A•••••••• L•• state registered currentsince Mar 27, 2023 · Spring, Tx
- B•••• F•••••••• A•••••••• L•• state registeredMar 26, 2014 to Dec 31, 2022 · Spring, Tx
- P••• A••••• S••••••••• L•• BD affiliatedFeb 6, 2007 to Apr 9, 2014 · Houston, Tx
- A••••••• A••••••• S••••••• formerSep 30, 2004 to Dec 31, 2005 · Missouri City, Tx
- T•• A••••••• G••••• I••• unclassifiedMay 7, 2002 to Sep 30, 2004 · Houston, Tx
- P••• A••••• S••••••••• L•• to B•••• F•••••••• A•••••••• L••left Apr 9, 2014, registered Mar 26, 2014 (-14 days) · Other
- A••••••• A••••••• S••••••• to P••• A••••• S••••••••• L••left Dec 31, 2005, registered Feb 6, 2007 (402 days) · Other
- T•• A••••••• G••••• I••• to A••••••• A••••••• S•••••••left Sep 30, 2004, registered Sep 30, 2004 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address