This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 11, 1996earliest registration or exam on IAPD

Years in industry

29derivedfrom the industry start date

Years at current firm

9derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Chartered Financial Analyst

Exams

S63|S65

First exam

Dec 11, 1996

First registration

Mar 7, 2002

Dual registered

yes, broker-dealer

Other names

JOE HOFFMAN

IAPD individual key

2733639

Graph

RIA / Wealth Management

Canonical id

dfx:ria:adcb8f87-ac23-bd92-2140-8da5df9df48a

First observed

Mar 7, 2002

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.