DFX Intelligence

P••••• A•••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

P••••• A•••• B•••••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

BOONEVILLE, AR | FORT SMITH, AR

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Search this name across graphsid dfx:ria:add76aa7-1a2b-6f6e-3e22-34a365519c5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 12, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 16, 2024	n/a	yes	FORT SMITH, AR\|BOONEVILLE, AR	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 2, 2018	Sep 19, 2024	no	BOONEVILLE, AR\|SAN DIEGO, CA\|BOONEVILLE, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Sep 19, 2024	Sep 16, 2024	-3	Firm change	Ibd to ibd
C••••• A••••••• L••	L•• F•••••••• L••	Jul 6, 2018	Jul 2, 2018

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 16, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 2, 2018 to Sep 19, 2024factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Mar 17, 2014 to Jul 6, 2018factForm ADV
→ E••••• J••••

Dated events

Occurred
Sep 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:add76aa7-1a2b-6f6e-3e22-34a365519c5f
First observed: Nov 16, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.