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Registered advisor
P••••• A•••• B•••••••••
Feed of 09/14/2026
Also filed as P••••• B•••••••••
At current firm
2 y
since Sep 16, 2024
In the industry
18 y
since Nov 12, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 16, 2024 · Fort Smith, Ar
- L•• F•••••••• L•• BD affiliatedJul 2, 2018 to Sep 19, 2024 · Booneville, Ar
- C••••• A••••••• L•• formerMar 17, 2014 to Jul 6, 2018 · Greenwood Village, Co
- L•• F•••••••• L•• BD affiliatedAug 3, 2010 to Mar 19, 2014 · Booneville, Ar
- E••••• J•••• national BDNov 16, 2007 to Aug 3, 2010 · Van Buren, Ar
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Sep 19, 2024, registered Sep 16, 2024 (-3 days) · Affiliated broker-dealer or bank to another
- C••••• A••••••• L•• to L•• F•••••••• L••left Jul 6, 2018, registered Jul 2, 2018 (-4 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to C••••• A••••••• L••left Mar 19, 2014, registered Mar 17, 2014 (-2 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Aug 3, 2010, registered Aug 3, 2010 (0 days) · Other
Signals
- P••••• A•••• B••••••••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-09-16)Sep 19, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address