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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

BRETT J PAWELKIEWICZ

Advisor at HIGHPOINT PLANNING PARTNERS

DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:ade30cd1-699a-085b-2a38-7e128d3dbcf6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHPOINT PLANNING PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 8, 2014
First registration: Nov 12, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 6358153

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHPOINT PLANNING PARTNERS	Independent wealth	Apr 10, 2024	n/a	yes	DOWNERS GROVE, IL	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Apr 16, 2021	Jul 27, 2021	no	Milwaukee, WI	Previous registration
REDWING FINANCIAL	State registered	Feb 2, 2018	Feb 4, 2021	no	ST. CHARLES, IL	Previous registration
LIGHTHOUSE INSTITUTE	n/a	Feb 5, 2016	May 24, 2018	no	NORTH AURORA, IL	Previous registration
HIGHPOINT ADVISOR GROUP, LLC	Former SEC adviser	Nov 12, 2014	Jan 25, 2016	no	DOWNERS GROVE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	HIGHPOINT PLANNING PARTNERS	Jul 27, 2021	Apr 10, 2024	988	Firm change after gap	Other
REDWING FINANCIAL	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Feb 4, 2021	Apr 16, 2021	71	Firm change	Other
LIGHTHOUSE INSTITUTE	REDWING FINANCIAL	May 24, 2018	Feb 2, 2018	-111	Firm change after gap	Other
HIGHPOINT ADVISOR GROUP, LLC	LIGHTHOUSE INSTITUTE	Jan 25, 2016	Feb 5, 2016	11	Firm change	Other

Relationships

Registered with (5)

→ HIGHPOINT PLANNING PARTNERSRegistered adviserregistration: current employment
Apr 10, 2024 to presentfactForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Apr 16, 2021 to Jul 27, 2021factForm ADV
→ REDWING FINANCIALRegistered adviserregistration: previous registration
Feb 2, 2018 to Feb 4, 2021factForm ADV
→ LIGHTHOUSE INSTITUTERegistered adviserregistration: previous registration
Feb 5, 2016 to May 24, 2018factForm ADV
→ HIGHPOINT ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Nov 12, 2014 to Jan 25, 2016factForm ADV

Dated events

No dated event names this entity yet.