DFX Intelligence

B•••••• J••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

B•••••• J••••• A••••

Advisor at G•• S••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:adf97074-45d7-f50a-d186-34cfc431432d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•• S••••••••• I•••	Bd affiliated wealth	Mar 20, 2026	n/a	yes	NEWTOWN SQUARE, PA\|PALM BEACH GARDENS, FL	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Mar 25, 2017	Mar 10, 2025	no	NEWTOWN SQUARE, PA\|Haverford, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	G•• S••••••••• I•••	Mar 10, 2025	Mar 20, 2026	375	Firm change	Ibd to ibd
N•••••••• C••••••• L••	M•• F•••••••• S•••••••• I•••	Dec 31, 2017	Jan 2, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
615:152430:PA:2015-01-02	Jan 2, 2015	Apr 15, 2010	NEWTOWN SQUARE, PA	Firm change after gap

Relationships

Registered with (5)

→ G•• S••••••••• I•••Registered adviserregistration: current employment
Mar 20, 2026 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Mar 10, 2025factForm ADV
→ N•••••••• C••••••• L••Registered adviserregistration: previous registration
Apr 15, 2010 to Dec 31, 2017factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Occurred
Mar 10, 2025
Advisor changed firm
B•••••• J••••• A•••• left M•• I•••••••• S•••••••• L•• for G•• S••••••••• I••• (registered 2026-03-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adf97074-45d7-f50a-d186-34cfc431432d
First observed: Jun 21, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.