DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bernard Joseph Audet
Feed of 09/14/2026
At current firm
0 y
since Mar 20, 2026
In the industry
42 y
since May 1, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Gwn Securities Inc. BD affiliated currentsince Mar 20, 2026 · Newtown Square, Pa
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Mar 10, 2025 · Newtown Square, Pa
- Msi Financial Services, Inc. formerJan 2, 2015 to Mar 25, 2017 · Newtown Square, Pa
- Newsquare Capital, LLC independent RIAApr 15, 2010 to Dec 31, 2017 · Newtown Square, Pa
- New England Securities Corporation formerJun 21, 2002 to Jan 2, 2015 · Newtown Square, Pa
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Gwn Securities Inc.left Mar 10, 2025, registered Mar 20, 2026 (375 days) · Affiliated broker-dealer or bank to another
- Newsquare Capital, LLC to Msi Financial Services, Inc.left Dec 31, 2017, registered Jan 2, 2015 (-1094 days) · corporate re-registration, not a move
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Newsquare Capital, LLCleft Jan 2, 2015, registered Apr 15, 2010 (-1723 days) · Other · moved with a team
Signals
- Bernard Joseph Audet left Mml Investors Services, Llc for Gwn Securities Inc. (registered 2026-03-20)Mar 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address