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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

SHERRI LYNETTE BROWN

Advisor at OPPENHEIMER & CO. INC.

GREENSBORO, NC

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Search this name across graphsid dfx:ria:ae00b22b-ba8b-c2df-2ece-4c7633f65c2b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OPPENHEIMER & CO. INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Feb 10, 2000
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
Other names: Sherri L Brown|Sherri Lynette Brown
IAPD individual key: 2795581

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Aug 20, 2019	n/a	yes	GREENSBORO, NC	Current employment
WELLS FARGO ADVISORS	Wirehouse	May 8, 2017	Jan 9, 2019	no	HIGH POINT, NC	Previous registration
EAGLE FINANCIAL ADVISORS, LLC	Former SEC adviser	Apr 29, 2015	Aug 28, 2015	no	GREENSBORO, NC\|FRISCO, TX	Previous registration
SYNERGY INVESTMENT GROUP, LLC	Former SEC adviser	Jun 25, 2008	Nov 14, 2008	no	GREENSBORO, NC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 20, 2006	Jun 12, 2008	no	GREENSBORO, NC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 31, 2001	Oct 20, 2003	no	GREENSBORO, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	OPPENHEIMER & CO. INC.	Jan 9, 2019	Aug 20, 2019	223	Firm change	Wirehouse to ibd
EAGLE FINANCIAL ADVISORS, LLC	WELLS FARGO ADVISORS	Aug 28, 2015	May 8, 2017	619	Firm change after gap	RIA to wirehouse
SYNERGY INVESTMENT GROUP, LLC	EAGLE FINANCIAL ADVISORS, LLC	Nov 14, 2008	Apr 29, 2015	2,357	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	SYNERGY INVESTMENT GROUP, LLC	Jun 12, 2008	Jun 25, 2008	13	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CITIGROUP GLOBAL MARKETS INC.	Oct 20, 2003	Jul 20, 2006	1,004	Firm change after gap	Other

Relationships

Registered with (6)

→ OPPENHEIMER & CO. INC.Registered adviserregistration: current employment
Aug 20, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 8, 2017 to Jan 9, 2019factForm ADV
→ EAGLE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 29, 2015 to Aug 28, 2015factForm ADV
→ SYNERGY INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Jun 25, 2008 to Nov 14, 2008factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 20, 2006 to Jun 12, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 31, 2001 to Oct 20, 2003factForm ADV

Dated events

No dated event names this entity yet.