DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sherri Lynette Brown
Feed of 09/14/2026
Also filed as Sherri L Brown
At current firm
7 y
since Aug 20, 2019
In the industry
26 y
since Feb 10, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Oppenheimer & Co. Inc. BD affiliated currentsince Aug 20, 2019 · Greensboro, Nc
- Wells Fargo Advisors wirehouseMay 8, 2017 to Jan 9, 2019 · High Point, Nc
- Eagle Financial Advisors, LLC formerApr 29, 2015 to Aug 28, 2015 · Greensboro, Nc
- Synergy Investment Group, LLC formerJun 25, 2008 to Nov 14, 2008 · Greensboro, Nc
- Citigroup Global Markets Inc. BD affiliatedJul 20, 2006 to Jun 12, 2008 · Greensboro, Nc
- Ameriprise Financial Services, LLC national BDDec 31, 2001 to Oct 20, 2003 · Greensboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Oppenheimer & Co. Inc.left Jan 9, 2019, registered Aug 20, 2019 (223 days) · Wirehouse to affiliated broker-dealer or bank
- Eagle Financial Advisors, LLC to Wells Fargo Advisorsleft Aug 28, 2015, registered May 8, 2017 (619 days) · RIA to wirehouse
- Synergy Investment Group, LLC to Eagle Financial Advisors, LLCleft Nov 14, 2008, registered Apr 29, 2015 (2357 days) · Other
- Citigroup Global Markets Inc. to Synergy Investment Group, LLCleft Jun 12, 2008, registered Jun 25, 2008 (13 days) · Other
- Ameriprise Financial Services, LLC to Citigroup Global Markets Inc.left Oct 20, 2003, registered Jul 20, 2006 (1004 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address