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Advisor at MERCER GLOBAL ADVISORS INC.
Omaha, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Jun 28, 2013 | n/a | yes | Omaha, NE | Current employment |
| FIRST NATIONAL CAPITAL MARKETS, INC. | Former SEC adviser | Jun 1, 2010 | Mar 12, 2012 | no | OMAHA, NE | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Jul 25, 2008 | Jun 2, 2010 | no | OMAHA, NE|OMAHA, NE|OMAHA, NE | Previous registration |
| MARINER WEALTH ADVISORS | Former SEC adviser | Apr 25, 2006 | Jun 4, 2008 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST NATIONAL CAPITAL MARKETS, INC. | MERCER GLOBAL ADVISORS INC. | Mar 12, 2012 | Jun 28, 2013 | 473 | Firm change after gap | Other |
| CETERA INVESTMENT SERVICES LLC | FIRST NATIONAL CAPITAL MARKETS, INC. | Jun 2, 2010 | Jun 1, 2010 | -1 | Firm change | Other |
| MARINER WEALTH ADVISORS | CETERA INVESTMENT SERVICES LLC | Jun 4, 2008 | Jul 25, 2008 | 51 | Firm change | Other |