RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• D••• G••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jun 28, 2013 · Omaha, Ne
- F•••• N••••••• C•••••• M••••••• I••• formerJun 1, 2010 to Mar 12, 2012 · Omaha, Ne
- C••••• I••••••••• S••••••• L•• formerJul 25, 2008 to Jun 2, 2010 · Omaha, Ne
- M•••••• W••••• A••••••• formerApr 25, 2006 to Jun 4, 2008 · Overland Park, Ks
- F•••• N••••••• C•••••• M••••••• I••• to M••••• G••••• A••••••• I•••left Mar 12, 2012, registered Jun 28, 2013 (473 days) · Other
- C••••• I••••••••• S••••••• L•• to F•••• N••••••• C•••••• M••••••• I•••left Jun 2, 2010, registered Jun 1, 2010 (-1 days) · Other
- M•••••• W••••• A••••••• to C••••• I••••••••• S••••••• L••left Jun 4, 2008, registered Jul 25, 2008 (51 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address