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RIA / WealthAdvisorCertified Financial Planner11 years in industry

Alexander Alba

Advisor at REGENT PEAK WEALTH ADVISORS, LLC

ATLANTA, GA

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Search this name across graphsid dfx:ria:ae1e195c-15c0-0f75-65f0-eeecd0801457

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 3, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGENT PEAK WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 2, 2020
First registration: Mar 3, 2020
Dual registered: no
IAPD individual key: 6818254

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGENT PEAK WEALTH ADVISORS, LLC	Independent wealth	Mar 20, 2026	n/a	yes	ATLANTA, GA\|ATLANTA, GA	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 20, 2023	Jan 30, 2026	no	Atlanta, GA\|Roswell, GA	Previous registration
MERIT FINANCIAL ADVISORS	Bd affiliated wealth	Mar 2, 2021	Mar 31, 2023	no	ALPHARETTA, GA\|Atlanta, GA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 3, 2020	Mar 4, 2021	no	Atlanta, GA\|Atlanta, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	REGENT PEAK WEALTH ADVISORS, LLC	Jan 30, 2026	Mar 20, 2026	49	Firm change	Ibd to RIA
MERIT FINANCIAL ADVISORS	MML INVESTORS SERVICES, LLC	Mar 31, 2023	Mar 20, 2023	-11	Firm change	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	MERIT FINANCIAL ADVISORS	Mar 4, 2021	Mar 2, 2021	-2	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ REGENT PEAK WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Mar 20, 2026 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 20, 2023 to Jan 30, 2026factForm ADV
→ MERIT FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Mar 2, 2021 to Mar 31, 2023factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 3, 2020 to Mar 4, 2021factForm ADV

Dated events

Occurred
Jan 30, 2026
Advisor changed firm
Alexander Alba left Mml Investors Services, Llc for Regent Peak Wealth Advisors, Llc (registered 2026-03-20)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Alexander Alba left Merit Financial Advisors for Mml Investors Services, Llc (registered 2023-03-20)
Form ADVobserved 5 days ago