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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Destin, FL | Norwell, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 16, 2022 | n/a | yes | Norwell, MA|Destin, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 5, 2018 | Jun 6, 2022 | no | NORWELL, MA|FORT WALTON BEACH, FL | Previous registration |
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Dec 15, 2015 | Apr 5, 2018 | no | FORT WORTH, TX | Previous registration |
| FIRST COMMAND BANK | n/a | Apr 12, 2004 | Sep 2, 2005 | no | FORT WORTH, TX | Previous registration |
| FIRST COMMAND FINANCIAL PLANNING, INC. | Former SEC adviser | Jan 15, 2004 | Dec 15, 2015 | no | CLARKSVILLE, TN|MEMPHIS, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Jun 6, 2022 | May 16, 2022 | -21 | Firm change | Wirehouse to ibd |
| FIRST COMMAND ADVISORY SERVICES | WELLS FARGO ADVISORS | Apr 5, 2018 | Apr 5, 2018 | 0 | Firm change | Ibd to wirehouse |
| FIRST COMMAND FINANCIAL PLANNING, INC. | FIRST COMMAND BANK | Dec 15, 2015 | Apr 12, 2004 | -4,264 | Firm change after gap | Other |
| FIRST COMMAND BANK | FIRST COMMAND ADVISORY SERVICES | Sep 2, 2005 | Dec 15, 2015 | 3,756 | Firm change after gap | Other |