DFX Intelligence

J••• A••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

J••• A••••• W••••

Advisor at A•••••• S•••• W••••• M••••••••• L••

VANCOUVER, WA | Carrollton, GA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Nov 21, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• S•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 12, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• S•••• W••••• M••••••••• L••	Independent wealth	Oct 1, 2024	n/a	yes	Carrollton, GA\|VANCOUVER, WA	Current employment
S•••••• P•••••••• L••	Independent wealth	Dec 10, 2020	Sep 10, 2024	no	OMAHA, NE\|CARROLLTON, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• P•••••••• L••	A•••••• S•••• W••••• M••••••••• L••	Sep 10, 2024	Oct 1, 2024	21	Firm change	RIA to RIA
F•••••••• G•••••••••	S•••••• P•••••••• L••	Dec 31, 2020	Dec 10, 2020

Relationships

Registered with (9)

→ A•••••• S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 1, 2024 to presentfactForm ADV
→ S•••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 10, 2020 to Sep 10, 2024factForm ADV
→ F•••••••• G•••••••••Registered adviserregistration: previous registration
Jan 6, 2016 to Dec 31, 2020factForm ADV
→ G••••••• A•••••••• L••Registered adviser

Dated events

Order

Occurred
10 Sep 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 21, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.