DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• A••••• W••••

A•••••• S•••• W••••• M••••••••• L••independent RIAVancouver, Wa IA-onlyIAPD 465143

Feed of 09/15/2026

At current firm

1 y

since Oct 1, 2024

In the industry

42 y

since Mar 12, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••••• S•••• W••••• M••••••••• L•• independent RIA current
since Oct 1, 2024 · Carrollton, Ga
S•••••• P•••••••• L•• independent RIA
Dec 10, 2020 to Sep 10, 2024 · Omaha, Ne
F•••••••• G••••••••• unclassified
Jan 6, 2016 to Dec 31, 2020 · Carrollton, Ga
G••••••• A•••••••• L•• independent RIA
Aug 30, 2012 to Jan 6, 2016 · Blue Ridge, Ga
R••••••••• C••••••••• L•• ••• C•••••• F••••••••• state registered
Jul 5, 2011 to Aug 29, 2012 · Bremen, Ga
O••• W••••• A•••••••• I••• former
Mar 16, 2010 to Jul 1, 2011 · Bremen, Ga
H• B•••• I••• former
Nov 15, 2006 to Mar 22, 2010 · Rockville, Md
S•• A•••••••• I••• former
Feb 1, 2006 to Nov 13, 2006 · Bremen, Ga
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Nov 21, 2002 to Jan 18, 2006 · Bremen, Ga

Moves

a registration end followed by a registration begin elsewhere

S•••••• P•••••••• L•• to A•••••• S•••• W••••• M••••••••• L••
left Sep 10, 2024, registered Oct 1, 2024 (21 days) · RIA to RIA
F•••••••• G••••••••• to S•••••• P•••••••• L••
left Dec 31, 2020, registered Dec 10, 2020 (-21 days) · Other
G••••••• A•••••••• L•• to F•••••••• G•••••••••
left Jan 6, 2016, registered Jan 6, 2016 (0 days) · Other
R••••••••• C••••••••• L•• ••• C•••••• F••••••••• to G••••••• A•••••••• L••
left Aug 29, 2012, registered Aug 30, 2012 (1 days) · Other
O••• W••••• A•••••••• I••• to R••••••••• C••••••••• L•• ••• C•••••• F•••••••••
left Jul 1, 2011, registered Jul 5, 2011 (4 days) · Other
H• B•••• I••• to O••• W••••• A•••••••• I•••
left Mar 22, 2010, registered Mar 16, 2010 (-6 days) · Other
S•• A•••••••• I••• to H• B•••• I•••
left Nov 13, 2006, registered Nov 15, 2006 (2 days) · Other
T••••••••• F•••••••• A•••••••• L•• to S•• A•••••••• I•••
left Jan 18, 2006, registered Feb 1, 2006 (14 days) · Other

Signals

J••• A••••• W•••• left S•••••• P•••••••• L•• for A•••••• S•••• W••••• M••••••••• L•• (registered 2024-10-01)
Sep 10, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address