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Advisor at UCAP AMERICAS
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UCAP AMERICAS | Mixed wealth | Oct 6, 2021 | n/a | yes | MIAMI, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Oct 1, 2014 | Sep 23, 2021 | no | MIAMI, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 7, 2004 | Oct 2, 2014 | no | MIAMI, FL|MIAMI, FL|MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | UCAP AMERICAS | Sep 23, 2021 | Oct 6, 2021 | 13 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Oct 2, 2014 | Oct 1, 2014 | -1 | Firm change | Wirehouse to wirehouse |