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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ROOTED WEALTH ADVISORS

ROOTED WEALTH ADVISORS, INC., CRD 313759

BOURBONNAIS, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ae67c3aa-d628-4cbb-deef-afb95e57e0f6

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 6
On other graphs: 0
Observed: Apr 2, 2021 to Mar 30, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $409MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $406M
Private client RAUM: $402MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $51.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 22
Advisory employees: 8
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 3,720
Individual clients: 1,500
High net worth clients: 105
Custody, client assets: $8.4M
SEC number: 801-121129
CIK: 1963732
CRD: 313759
Filings on the tape: 17
First filed: Apr 2, 2021
Latest filed: Mar 30, 2026
Organised: Corporation, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN LEE SAVARINO	n/a	BOURBONNAIS, IL	5	10	1	no
ZACHARY BLAKE GRAY	n/a	St. John, IN \| Brentwood, TN \| Bloomington, IL \| BOURBONNAIS, IL \| Greenwood Village , CO \| Champaign, IL	5	18	2	no
JOSEPH STANLEY MATEJA	n/a	BOURBONNAIS, IL	4	11	n/a	no
Andrew James Lee	n/a	Bloomington, IL \| BOURBONNAIS, IL	3	14	n/a	no
Connor William Zimmer	Certified Financial Planner	Greenwood Village , CO \| BOURBONNAIS, IL	3	12	2	no
Alexander M Allegro	n/a	Bloomington, IL \| BOURBONNAIS, IL \| Peoria, IL	1	11	n/a	no
Roan Robert Cannon	n/a	BOURBONNAIS, IL	1	11	n/a	no
Noah Andrew Posthumus	n/a	BOURBONNAIS, IL	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GRAY, ZACHARY, BLAKE	FOUNDER AND CEO	E	yes	11/2023	Apr 2, 2021	Oct 28, 2024
KELVIN, JEFFREY	CHIEF COMPLIANCE OFFICER	Na	yes	10/2023	Jan 3, 2024	Oct 28, 2024
MIRANDA, HILDA	VP OF BUSINESS DEVELOPMENT	Na	yes	03/2024	Jul 24, 2024	Oct 28, 2024
FUESEL, JERRY, SCOTT	DIRECTOR OF OPERATIONS	Na	no	05/2024	Jul 24, 2024	Oct 28, 2024
Gray, Jenna	VP, STRATEGY & GROWTH	Na	no	11/2023	Jan 3, 2024	Oct 28, 2024
Pueschell, William, Michael	CHIEF CULTURE OFFICER	Na	no	11/2023	Jul 24, 2024	Oct 28, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Brentwood	Tn	United States	3	no
Denver	Co	United States	1	no
Bloomington	IL	United States	1	no
Champaign	IL	United States	1	no
OAK BROOK	IL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$409M	$406M	22	8	7	n/a	n/a
2024	Feb 17, 2025	$318M	$317M	20	7	6	n/a	n/a
2023	Mar 9, 2024	$223M	$223M	8	6	6	n/a	n/a
2022	Feb 1, 2023	$163M	$163M	8	4	4	n/a	n/a
2021	Mar 14, 2022	$153M	$152M	8	4	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	12.5%	0	0	0	1	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$409M	$318M	28.4%	$163M	35.8%	22	20	7	6

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AE WEALTH MANAGEMENT, LLC	3	Sep 7, 2021	May 4, 2021	BOURBONNAIS, IL	Team lift out	Ibd to RIA	0.8%

Relationships

Registered with (12)

← Noah Andrew PosthumusAdvisorregistration: current employment
Aug 1, 2025 to presentfactForm ADV
← Roan Robert CannonAdvisorregistration: current employment
Jun 27, 2025 to presentfactForm ADV
← Alexander M AllegroAdvisorregistration: current employment
Feb 5, 2025 to presentfactForm ADV
← Connor William ZimmerAdvisorregistration: current employment
Jul 6, 2023 to presentfactForm ADV
← Andrew James LeeAdvisorregistration: current employment
Jan 18, 2023 to presentfactForm ADV
← JOSEPH STANLEY MATEJAAdvisorregistration: current employment
Nov 18, 2021 to presentfactForm ADV
← ZACHARY BLAKE GRAYAdvisorregistration: current employment
May 11, 2021 to presentfactForm ADV
← JOHN LEE SAVARINOAdvisorregistration: current employment
May 4, 2021 to presentfactForm ADV
← DAVID KEVIN SEITZERAdvisorregistration: previous registration
Oct 27, 2025 to Jan 26, 2026factForm ADV
← LOGAN RANDALL GIGLAdvisorregistration: previous registration
May 19, 2022 to Jul 9, 2024factForm ADV
← Jackson SheputisAdvisorregistration: previous registration
May 4, 2021 to Feb 26, 2024factForm ADV
← Duke Michael SmithAdvisorregistration: previous registration
May 4, 2021 to Sep 1, 2021factForm ADV

Controls (3)

← GRAY, ZACHARY, BLAKEOwnerFOUNDER AND CEO, ownership code E, individual
Apr 2, 2021 to Oct 28, 2024factForm ADV
← KELVIN, JEFFREYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 3, 2024 to Oct 28, 2024factForm ADV
← MIRANDA, HILDAOwnerVP OF BUSINESS DEVELOPMENT, ownership code NA, individual
Jul 24, 2024 to Oct 28, 2024factForm ADV

Owns (3)

← FUESEL, JERRY, SCOTTOwnerDIRECTOR OF OPERATIONS, ownership code NA, individual
Jul 24, 2024 to Oct 28, 2024factForm ADV
← Gray, JennaOwnerVP, STRATEGY & GROWTH, ownership code NA, individual
Jan 3, 2024 to Oct 28, 2024factForm ADV
← Pueschell, William, MichaelOwnerCHIEF CULTURE OFFICER, ownership code NA, individual
Jul 24, 2024 to Oct 28, 2024factForm ADV

Moved with (1)

← AE WEALTH MANAGEMENT, LLCRegistered adviser3 advisors, team lift out, same day
Sep 7, 2021 to May 4, 2021factForm ADV

Dated events

Occurred
Jan 26, 2026
Advisor changed firm
David Kevin Seitzer left Rooted Wealth Advisors for Brookstone Wealth Advisors, Llc (registered 2026-02-02)
Form ADVobserved 3 days ago
Occurred
Jul 24, 2024
Control person joined
Hilda Miranda (Vp Of Business Development) appeared on Schedule A of Rooted Wealth Advisors
Form ADVobserved 3 days ago
Occurred
Jul 9, 2024
Advisor changed firm
Logan Randall Gigl left Rooted Wealth Advisors for Osaic Institutions, Inc. (registered 2024-07-08)
Form ADVobserved 3 days ago
Occurred
Feb 26, 2024
Advisor changed firm
Jackson Sheputis left Rooted Wealth Advisors for Hightower Advisors, Llc (registered 2024-06-17)
Form ADVobserved 3 days ago
Occurred
Jan 3, 2024
Control person joined
Jeffrey Kelvin (Chief Compliance Officer) appeared on Schedule A of Rooted Wealth Advisors
Form ADVobserved 3 days ago
Occurred
Apr 2, 2021
First Form ADV filing
Rooted Wealth Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae67c3aa-d628-4cbb-deef-afb95e57e0f6
First observed: Apr 2, 2021
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROOTED WEALTH ADVISORS

ROOTED WEALTH ADVISORS, INC., CRD 313759

BOURBONNAIS, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ae67c3aa-d628-4cbb-deef-afb95e57e0f6

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:25 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN LEE SAVARINO

n/a

BOURBONNAIS, IL

ZACHARY BLAKE GRAY

n/a

JOSEPH STANLEY MATEJA

n/a

BOURBONNAIS, IL

n/a

Andrew James Lee

n/a

Bloomington, IL | BOURBONNAIS, IL

n/a

Connor William Zimmer

Certified Financial Planner

Greenwood Village , CO | BOURBONNAIS, IL

Alexander M Allegro

n/a

Bloomington, IL | BOURBONNAIS, IL | Peoria, IL

n/a

Roan Robert Cannon

n/a

BOURBONNAIS, IL

n/a

Noah Andrew Posthumus

n/a

BOURBONNAIS, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GRAY, ZACHARY, BLAKE

FOUNDER AND CEO

yes

11/2023

Apr 2, 2021

Oct 28, 2024

KELVIN, JEFFREY

CHIEF COMPLIANCE OFFICER

yes

10/2023

Jan 3, 2024

Oct 28, 2024

MIRANDA, HILDA

VP OF BUSINESS DEVELOPMENT

yes

03/2024

Jul 24, 2024

Oct 28, 2024

FUESEL, JERRY, SCOTT

DIRECTOR OF OPERATIONS

05/2024

Jul 24, 2024

Oct 28, 2024

Gray, Jenna

VP, STRATEGY & GROWTH

11/2023

Jan 3, 2024

Oct 28, 2024

Pueschell, William, Michael

CHIEF CULTURE OFFICER

11/2023

Jul 24, 2024

Oct 28, 2024

City

State

Country

Employees

Also broker-dealer

Brentwood

United States

Denver

United States

Bloomington

United States

Champaign

United States

OAK BROOK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$409M

$406M

n/a

2024

Feb 17, 2025

$318M

$317M

n/a

2023

Mar 9, 2024

$223M

n/a

2022

Feb 1, 2023

$163M

n/a

2021

Mar 14, 2022

$153M

$152M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

12.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$409M

$318M

28.4%

$163M

35.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AE WEALTH MANAGEMENT, LLC

Sep 7, 2021

May 4, 2021

BOURBONNAIS, IL

Team lift out

Ibd to RIA

0.8%