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RIA / WealthAdvisor26 years in industry

DAVID KEVIN SEITZER

Advisor at BROOKSTONE WEALTH ADVISORS, LLC

Littleton, CO | WHEATON, IL

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Search this name across graphsid dfx:ria:02cb7b8d-d4e5-4ce6-2071-0f86f93f13f1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Jul 3, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE WEALTH ADVISORS, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Apr 28, 2000
First registration: Jul 3, 2013
Dual registered: no
Other names: DAVID K. SEITZER
IAPD individual key: 4163570

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Feb 2, 2026	n/a	yes	Littleton, CO\|WHEATON, IL	Current employment
ROOTED WEALTH ADVISORS	Independent wealth	Oct 27, 2025	Jan 26, 2026	no	Denver, CO\|BOURBONNAIS, IL	Previous registration
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Feb 9, 2023	Oct 17, 2025	no	Littleton, CO\|Greenville, SC\|WHEATON, IL\|Greenville, SC	Previous registration
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Aug 1, 2022	Nov 17, 2022	no	Travelers Rest, SC\|PHOENIX, AZ	Previous registration
ALLOY INVESTMENT MANAGEMENT	State registered	Jul 26, 2022	Oct 27, 2022	no	GREENVILLE, SC	Previous registration
SIMPLICITY WEALTH	Mixed wealth	Oct 14, 2020	Apr 19, 2021	no	Apollo Beach, FL\|SUMMIT, NJ	Previous registration
CENTER STREET ADVISORS, INC.	Former SEC adviser	Dec 14, 2018	Sep 28, 2020	no	ST PETERS, MO\|NASHVILLE, TN	Previous registration
ALPHASTAR CAPITAL MANAGEMENT	Independent wealth	Jun 18, 2015	Dec 14, 2018	no	St. Louis, MO\|CORNELIUS, NC	Previous registration
CENTER STREET ADVISORS, INC.	Former SEC adviser	Apr 2, 2015	Jun 10, 2015	no	ST CHARLES, MO\|NASHVILLE, TN	Previous registration
ALPHASTAR CAPITAL MANAGEMENT	Independent wealth	Jul 3, 2013	Apr 2, 2015	no	ST. CHARLES, MO\|CORNELIUS, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROOTED WEALTH ADVISORS	BROOKSTONE WEALTH ADVISORS, LLC	Jan 26, 2026	Feb 2, 2026	7	Firm change	Other
BROOKSTONE WEALTH ADVISORS, LLC	ROOTED WEALTH ADVISORS	Oct 17, 2025	Oct 27, 2025	10	Firm change	Other
FOUNDATIONS INVESTMENT ADVISORS LLC	BROOKSTONE WEALTH ADVISORS, LLC	Nov 17, 2022	Feb 9, 2023	84	Firm change	RIA to RIA
ALLOY INVESTMENT MANAGEMENT	FOUNDATIONS INVESTMENT ADVISORS LLC	Oct 27, 2022	Aug 1, 2022	-87	Firm change after gap	Other
SIMPLICITY WEALTH	ALLOY INVESTMENT MANAGEMENT	Apr 19, 2021	Jul 26, 2022	463	Firm change after gap	RIA to state RIA
CENTER STREET ADVISORS, INC.	SIMPLICITY WEALTH	Sep 28, 2020	Oct 14, 2020	16	Firm change	RIA to RIA
ALPHASTAR CAPITAL MANAGEMENT	CENTER STREET ADVISORS, INC.	Dec 14, 2018	Dec 14, 2018	0	Firm change	RIA to ibd
CENTER STREET ADVISORS, INC.	ALPHASTAR CAPITAL MANAGEMENT	Jun 10, 2015	Jun 18, 2015	8	Firm change	Other
ALPHASTAR CAPITAL MANAGEMENT	CENTER STREET ADVISORS, INC.	Apr 2, 2015	Apr 2, 2015	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
157423:169329:NC:2015-04-02	Apr 2, 2015	Apr 2, 2015	CORNELIUS, NC	Firm change

Relationships

Registered with (7)

→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 9, 2023 to Oct 17, 2025factForm ADV
→ ROOTED WEALTH ADVISORSRegistered adviserregistration: previous registration
Oct 27, 2025 to Jan 26, 2026factForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Aug 1, 2022 to Nov 17, 2022factForm ADV
→ ALLOY INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jul 26, 2022 to Oct 27, 2022factForm ADV
→ SIMPLICITY WEALTHRegistered adviserregistration: previous registration
Oct 14, 2020 to Apr 19, 2021factForm ADV
→ CENTER STREET ADVISORS, INC.Registered adviserregistration: previous registration
Dec 14, 2018 to Sep 28, 2020factForm ADV
→ ALPHASTAR CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Jun 18, 2015 to Dec 14, 2018factForm ADV

Dated events

Occurred
Jan 26, 2026
Advisor changed firm
David Kevin Seitzer left Rooted Wealth Advisors for Brookstone Wealth Advisors, Llc (registered 2026-02-02)
Form ADVobserved 4 days ago
Occurred
Oct 17, 2025
Advisor changed firm
David Kevin Seitzer left Brookstone Wealth Advisors, Llc for Rooted Wealth Advisors (registered 2025-10-27)
Form ADVobserved 4 days ago
Occurred
Nov 17, 2022
Advisor changed firm
David Kevin Seitzer left Foundations Investment Advisors Llc for Brookstone Wealth Advisors, Llc (registered 2023-02-09)
Form ADVobserved 4 days ago
Occurred
Oct 27, 2022
Advisor changed firm
David Kevin Seitzer left Alloy Investment Management for Foundations Investment Advisors Llc (registered 2022-08-01)
Form ADVobserved 4 days ago