DFX Intelligence

T•••• B••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst18 years in industry

T•••• B••••• C•••

Advisor at H••••••• C••••••

MT. PLEASANT, SC | Jacksonville, FL

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Search this name across graphsid dfx:ria:ae69aabb-2d45-98ac-b022-7d1605bb78c2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 28, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• C••••••	Independent wealth	Jan 13, 2025	n/a	yes	Jacksonville, FL\|MT. PLEASANT, SC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 5, 2025	Feb 27, 2026	no	JACKSONVILLE, FL\|JACKSONVILLE, FL\|SAN DIEGO, CA\|JACKSONVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	n/a	Feb 27, 2026	n/a	n/a	Departure no registered destination	Departure
M••••••• F•••••••• G••••• I•••	H••••••• C••••••	Dec 18, 2024	Jan 13, 2025	26

Team moves

••• Locked

Team	Left	Joined	From	Kind
122320:332277:MD:2024-12-18	Dec 18, 2024	Jan 13, 2025	ROCKVILLE, MD	Firm change
16164:122320:SC:2016-05-11	May 11, 2016	May 10, 2016	MOUNT PLEASANT, SC	Firm change

Relationships

Registered with (6)

→ H••••••• C••••••Registered adviserregistration: current employment
Jan 13, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 5, 2025 to Feb 27, 2026factForm ADV
→ M••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
May 10, 2016 to Dec 18, 2024factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

Occurred
Feb 27, 2026
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae69aabb-2d45-98ac-b022-7d1605bb78c2
First observed: Mar 28, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.