RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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T•••• B••••• C•••
- H••••••• C•••••• independent RIA currentsince Jan 13, 2025 · Jacksonville, Fl
- L•• F•••••••• L•• BD affiliatedNov 5, 2025 to Feb 27, 2026 · Jacksonville, Fl
- M••••••• F•••••••• G••••• I••• formerMay 10, 2016 to Dec 18, 2024 · Jacksonville, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJul 18, 2014 to May 11, 2016 · Jacksonville, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 8, 2013 to Jul 23, 2014 · St. Augustine, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 28, 2011 to Jun 28, 2012 · Ponte Vedra Beach, Fl
- L•• F•••••••• L•• to no registered destinationleft Feb 27, 2026 · Departure, no registered destination
- M••••••• F•••••••• G••••• I••• to H••••••• C••••••left Dec 18, 2024, registered Jan 13, 2025 (26 days) · RIA to a newly registered adviser · moved with a team
- T••••••••• F•••••••• A•••••••• L•• to M••••••• F•••••••• G••••• I•••left May 11, 2016, registered May 10, 2016 (-1 days) · Other · moved with a team
- M•• I•••••••• S•••••••• L•• to T••••••••• F•••••••• A•••••••• L••left Jul 23, 2014, registered Jul 18, 2014 (-5 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••left Jun 28, 2012, registered Feb 8, 2013 (225 days) · Other
- T•••• B••••• C••• no longer registered at L•• F•••••••• L••; no later IA registration on IAPDFeb 27, 2026 · Advisor departure · fact
- T•••• B••••• C••• left M••••••• F•••••••• G••••• I••• for H••••••• C•••••• (registered 2025-01-13)Dec 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address