DFX Intelligence

S•••••• D•••• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

S•••••• D•••• T••••••••

Advisor at S••••• G••••• I••••••••• L••

BAINBRIDGE ISLAND, WA | BOUNTIFUL, UT

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 21, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• G••••• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 6, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• G••••• I••••••••• L••	Mixed wealth	Sep 4, 2025	n/a	yes	BOUNTIFUL, UT\|BAINBRIDGE ISLAND, WA	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Sep 19, 2022	Apr 30, 2024	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	S••••• G••••• I••••••••• L••	Apr 30, 2024	Sep 4, 2025	492	Firm change after gap	Ibd to RIA
T•• P•••••• F•••••••• G••••• I•••	I••••••••• F•••••••• G••••• L••	Jul 15, 2022	Sep 19, 2022

Relationships

Registered with (3)

→ S••••• G••••• I••••••••• L••Registered adviserregistration: current employment
Sep 4, 2025 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Sep 19, 2022 to Apr 30, 2024factForm ADV
→ T•• P•••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 21, 2008 to Jul 15, 2022factForm ADV

Dated events

Order

Occurred
30 Apr 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
15 Jul 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 21, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.