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Advisor at STIRLINGSHIRE INVESTMENTS
NEW YORK, NY | Merritt Island, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIRLINGSHIRE INVESTMENTS | Independent wealth | Mar 27, 2024 | n/a | yes | Merritt Island, FL|NEW YORK, NY | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 5, 2022 | Feb 28, 2024 | no | MARLBOROUGH, MA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 3, 2018 | Oct 12, 2021 | no | Methuen, MA|HOPKINTON, MA|Wellesley, MA | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 13, 2015 | Dec 4, 2018 | no | Bradford, MA|Haverhill, MA | Previous registration |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Former SEC adviser | Dec 6, 2011 | Dec 1, 2015 | no | BRADFORD, MA | Previous registration |
| SSN ADVISORY, INC. | Former SEC adviser | Feb 2, 2010 | Feb 9, 2012 | no | HAVERMILL, MA | Previous registration |
| HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC | Former SEC adviser | Jan 6, 2010 | Jan 11, 2010 | no | HAVERHILL, MA | Previous registration |
| MEDALLION ADVISORY SERVICES, LLC | n/a | Apr 14, 2008 | Dec 31, 2009 | no | HAVERHILL, MA | Previous registration |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Aug 2, 1999 | Jul 30, 2003 | no | PINECREST, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | STIRLINGSHIRE INVESTMENTS | Feb 28, 2024 | Mar 27, 2024 | 28 | Firm change | Ibd to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | PRUCO SECURITIES, LLC | Oct 12, 2021 | Apr 5, 2022 | 175 | Firm change | Ibd to ibd |
| CETERA INVESTMENT ADVISERS LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Dec 4, 2018 | Dec 3, 2018 | -1 | Firm change | Ibd to ibd |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | CETERA INVESTMENT ADVISERS LLC | Dec 1, 2015 | Nov 13, 2015 | -18 | Firm change | Other |
| SSN ADVISORY, INC. | J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Feb 9, 2012 | Dec 6, 2011 | -65 | Firm change after gap | Other |
| HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC | SSN ADVISORY, INC. | Jan 11, 2010 | Feb 2, 2010 | 22 | Firm change | Other |
| MEDALLION ADVISORY SERVICES, LLC | HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC | Dec 31, 2009 | Jan 6, 2010 | 6 | Firm change | Other |
| INVESTACORP ADVISORY SERVICES INC | MEDALLION ADVISORY SERVICES, LLC | Jul 30, 2003 | Apr 14, 2008 | 1,720 | Firm change after gap | Other |