DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Clyde Tavenner
Certified Financial Planner
Feed of 09/15/2026
Also filed as Tommy Tavenner
At current firm
2 y
since Dec 5, 2023
In the industry
29 y
since May 19, 1997 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Booster, LLC mixed wealth currentsince Dec 5, 2023 · Baltimore, Md
- Grove Point Advisors, LLC formerApr 1, 2021 to Dec 2, 2021 · Rockville, Md
- Krpg Advisors, LLC unclassifiedMar 5, 2018 to Dec 3, 2021 · Gaithersburg, Md
- Tavenner Financial, LLC unclassifiedMay 25, 2010 to Dec 31, 2018 · Frederick, Md
- H. Beck, Inc. formerFeb 9, 2007 to Apr 1, 2021 · Gaithersburg, Md
- Eagle Strategies LLC BD affiliatedMay 5, 2006 to Feb 27, 2007 · Bethesda, Md
- Esi Financial Advisors independent RIAMar 16, 2004 to Apr 10, 2006 · Bethesda, Md
- New England Securities Corporation formerNov 24, 1999 to Mar 3, 2004 · Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- Krpg Advisors, LLC to Grove Point Advisors, LLCleft Dec 3, 2021, registered Apr 1, 2021 (-246 days) · Other
- Grove Point Advisors, LLC to Booster, LLCleft Dec 2, 2021, registered Dec 5, 2023 (733 days) · Affiliated broker-dealer or bank to independent RIA
- H. Beck, Inc. to Tavenner Financial, LLCleft Apr 1, 2021, registered May 25, 2010 (-3964 days) · Other
- Tavenner Financial, LLC to Krpg Advisors, LLCleft Dec 31, 2018, registered Mar 5, 2018 (-301 days) · Other
- Eagle Strategies LLC to H. Beck, Inc.left Feb 27, 2007, registered Feb 9, 2007 (-18 days) · Other
- Esi Financial Advisors to Eagle Strategies LLCleft Apr 10, 2006, registered May 5, 2006 (25 days) · Other
- New England Securities Corporation to Esi Financial Advisorsleft Mar 3, 2004, registered Mar 16, 2004 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address