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Advisor at CETERA INVESTMENT ADVISERS LLC
SAINT GEORGE, UT | WASHINGTON, UT | Peoria, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | SAINT GEORGE, UT|WASHINGTON, UT|Peoria, AZ | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Aug 5, 2025 | Sep 5, 2025 | no | Saint George, UT|DALLAS, TX|Washington, UT | Previous registration |
| LEGACY CORNERSTONE WEALTH LLC | Independent wealth | Jul 26, 2022 | Aug 4, 2025 | no | PEORIA, AZ|Washington, UT | Previous registration |
| LONE PEAK ADVISERS | Independent wealth | Jul 10, 2019 | Sep 20, 2022 | no | DRAPER, UT|St George, UT | Previous registration |
| CREWE ADVISORS | Independent wealth | Mar 13, 2019 | Jul 8, 2019 | no | SALT LAKE CITY, UT | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 12, 2012 | Feb 14, 2019 | no | WEST JORDAN, UT|FORT MILL, SC|WEST JORDAN, UT|SALT LAKE CITY, UT|MAGNA, UT|SALT LAKE CITY, UT|RIVERTON, UT|SARATOGA SPRINGS, UT|SANDY, UT|MIDVALE, UT|WEST JORDAN, UT|WEST VALLEY CITY, UT|WEST VALLEY CITY, UT|SALT LAKE CITY, UT|SOUTH JORDAN, UT|CENTERVILLE, UT|SOUTH JORDAN, UT|HERRIMAN, UT|WEST VALLEY, UT|SALT LAKE CITY, UT|ST. GEORGE, UT|MANTI, UT|ENTERPRISE, UT|MESQUITE, NV|MESQUITE, NV | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Apr 24, 2008 | Dec 31, 2011 | no | DRAPER, UT|AMERICAN FORT, UT|DRAPER, UT|SALT LAKE CITY, UT | Previous registration |
| STONE HILL ADVISORY SERVICES INC. | n/a | Aug 1, 2002 | Apr 23, 2008 | no | SALT LAKE CITY, UT | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | May 30, 2002 | Apr 28, 2008 | no | AMERICAN FORK, UT|SOUTH JORDAN, UT|SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| LEGACY CORNERSTONE WEALTH LLC | AVANTAX ADVISORY SERVICES | Aug 4, 2025 | Aug 5, 2025 | 1 | Firm change | RIA to ibd |
| LONE PEAK ADVISERS | LEGACY CORNERSTONE WEALTH LLC | Sep 20, 2022 | Jul 26, 2022 | -56 | Firm change after gap | RIA to RIA |
| CREWE ADVISORS | LONE PEAK ADVISERS | Jul 8, 2019 | Jul 10, 2019 | 2 | Firm change | RIA to RIA |
| LPL FINANCIAL LLC | CREWE ADVISORS | Feb 14, 2019 | Mar 13, 2019 | 27 | Firm change | RIA to RIA |
| CETERA ADVISOR NETWORKS LLC | LPL FINANCIAL LLC | Dec 31, 2011 | Jan 12, 2012 | 12 | Firm change | Other |
| OSAIC WEALTH, INC. | STONE HILL ADVISORY SERVICES INC. | Apr 28, 2008 | Aug 1, 2002 | -2,097 | Firm change after gap | Other |
| STONE HILL ADVISORY SERVICES INC. | CETERA ADVISOR NETWORKS LLC | Apr 23, 2008 | Apr 24, 2008 | 1 | Firm change | Other |