DFX Intelligence

S•••• V•••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

S•••• V•••••• W••••••

Advisor at M••••••••• F•••••••• I••

Scottsdale, AZ | WESTLAKE VILLAGE, CA

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Search this name across graphsid dfx:ria:aed9a09b-f497-99e5-49f2-435efd57a496

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 30, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• F•••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 14, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• F•••••••• I••	Independent wealth	Mar 3, 2017	n/a	yes	Scottsdale, AZ\|WESTLAKE VILLAGE, CA	Current employment
H••••• D••••••• • A••••••••• I••	Independent wealth	Jan 8, 2003	Feb 27, 2017	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• D••••••• • A••••••••• I••	M••••••••• F•••••••• I••	Feb 27, 2017	Mar 3, 2017	4	Firm change	Other

Relationships

Registered with (2)

→ M••••••••• F•••••••• I••Registered adviserregistration: current employment
Mar 3, 2017 to presentfactForm ADV
→ H••••• D••••••• • A••••••••• I••Registered adviserregistration: previous registration
Jan 8, 2003 to Feb 27, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aed9a09b-f497-99e5-49f2-435efd57a496
First observed: Apr 30, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.