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L•••••• D• N••••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

L•••••• D• N••••••• A•••• M••••••••• L••

CRD 120109

NEW YORK, NY

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Search this name across graphsid dfx:ria:aeefaed7-5df8-268c-f122-726b29bba45a

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 9
On other graphs: 0
Observed: Mar 27, 2012 to Mar 26, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.75 institutional_share=0.05 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $764MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $764M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L•••••• M••••••••• F•••	Hedge Fund	$475M	Mar 27, 2024	18	Feb 4, 2013	reported	021-169985
L•••••• P•••••••• A• S••••• O• L•••••• S••••• F••• L•	Hedge Fund	$63.8M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• W••••••• K•••	CO-CHIEF INVESTMENT OFFICER	Na	yes	06/2019	Jul 1, 2019	Mar 27, 2024
F•••••• J•••••• M•••	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	Na	yes	10/2015	Nov 30, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•••••• P••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$764M	$704M	8.5%	$375M	26.7%	16	10	0	0

Relationships

Advises (6)

→ L•••••• M••••••••• F•••Private fundHedge Fund, IA
Feb 4, 2013 to presentfactForm ADV
→ L•••••• P••••••• • L•••••• P••••••• F•••Private fundHedge Fund, IA
Mar 27, 2012 to presentfactForm ADV
→ L•••••• F•••••••• O••••••••• A• S••••• O• L•••••• S••••• F••• L•Private fundHedge Fund, IA, no longer reported
Feb 23, 2017 to Mar 30, 2020factForm ADV
→ L•••••• P•••••••• A• S••••• O• L•••••• S••••• F••• L•

Dated events

Occurred
Mar 28, 2025
Regulatory AUM changed
L•••••• D• N••••••• A•••• M••••••••• L•• reported RAUM $704.0M, up 34% from $524.6M (2024-03-27 to 2025-03-28)
Form ADVobserved 7 days ago
$179M
Occurred
Mar 27, 2024
Regulatory AUM changed
L•••••• D• N••••••• A•••• M••••••••• L•• reported RAUM $524.6M, up 40% from $375.4M (2023-09-13 to 2024-03-27)
Form ADVobserved 7 days ago
$149M
Occurred
Mar 25, 2021
Regulatory AUM changed
L•••••• D• N••••••• A•••• M••••••••• L•• reported RAUM $391.5M, down 42% from $678.3M (2020-03-30 to 2021-03-25)
Form ADVobserved 7 days ago
$-287M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aeefaed7-5df8-268c-f122-726b29bba45a
First observed: Mar 27, 2012
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 26, 2026	$764M	$764M	16	10	0	1	n/a
2024	Mar 28, 2025	$704M	$704M	10	6	0	1	n/a
2023	Mar 27, 2024	$525M	$525M	9	5	0	1	$475M
2022	Mar 24, 2023	$375M	$375M	9	4	0	2	$334M
2021	Mar 21, 2022	$479M	$479M	10	4	0	2	$391M
2020	Mar 25, 2021	$392M	$392M	9	4	0	2	$392M
2019	Mar 30, 2020	$678M	$678M	6	4	0	4	$678M
2018	Mar 22, 2019	$694M	$694M	8	5	0	5	$692M
2017	Mar 22, 2018	$758M	$758M	9	5	0	4	$758M
2016	Feb 23, 2017	$638M	$638M	9	5	n/a	4	$638M
2015	Mar 24, 2016	$606M	$606M	6	5	n/a	4	$606M
2014	Apr 16, 2015	$971M	$802M	7	5	n/a	4	$598M
2013	Mar 26, 2014	$439M	$202M	5	3	n/a	n/a	n/a
2012	Mar 28, 2013	$262M	$167M	5	3	n/a	n/a	n/a
2011	Mar 27, 2012	$246M	$154M	n/a	n/a	n/a	n/a	n/a