DFX Intelligence

RIA Intelligence

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SEC-registered adviser

L•••••• D• N••••••• A•••• M••••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 120109SEC 801-61082website IAPD

Latest filing Mar 26, 2026

First filing on the tape Mar 27, 2012 · 28 filings

SEC status approved since Apr 18, 2002

RAUM

$764M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

10 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

28 filings and snapshots on the tape

RAUM$764M as of Mar 26, 2026

Mar 27, 2012$246M then

HNW client RAUM$0 as of Mar 24, 2023

Mar 22, 2019$1.9M then

State-registered IARs (5.B.3)0 as of Mar 26, 2026

Mar 27, 20120 then

Employees (5.A)16 as of Mar 26, 2026

Mar 28, 20135 then

Private funds1 as of Mar 26, 2026

Apr 16, 20154 then

RAUM +8.5% over the last fiscal year+27% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 26, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $255MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 5.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +8.5%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$575M75%
Corporations and businesses$148M19%
Sovereign wealth funds$40.5M5.3%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.75 institutional_share=0.05 related_bd=true related_bank=false bd_reps=1.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

6 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
L•••••• M••••••••• F•••	Hedge Fund	$475M	18	Feb 4, 2013
L•••••• P•••••••• A• S••••• O• L•••••• S••••• F••• L•no longer reported	Hedge Fund	$63.8M	3	Mar 27, 2012
L•••••• F•••••••• O••••••••• A• S••••• O• L•••••• S••••• F••• L•no longer reported	Hedge Fund	$16.0M	4	Feb 23, 2017
L•••••• P••••••• • L•••••• P••••••• F•••	Hedge Fund	$1.3M	1	Mar 27, 2012
L•••••• S•••••• O••••••••• I• A• S••••• O• L•••••• S••••• F••• L•no longer reported	Hedge Fund	$744,168	9	Mar 22, 2019
L•••••• M•••••• E••••• M••••• F••• L•no longer reported	Hedge Fund	$69,423	10	Mar 27, 2012

Owners and control persons

Schedule A and B, latest filing

C••••••• W••••••• K••• · Co-Chief Investment Officercontrol
since 06/2019 · owns less than 5%
F•••••• J•••••• M••• · Chief Operating Officer / Chief Compliance Officercontrol
since 10/2015 · owns less than 5%
R••••••••• T•••••• A• · Co-Chief Investment Officer/Chief Executive Officercontrol
since 09/2019 · owns 50% to 75%
R••••••••• T•••••• A• · Directorcontrol
since 05/2019 · owns 75% or more of R• U• H••••• L••••••

Entity owners

L••••••• D• N••••••• A•• C•• I••••••••• · Stockholder
direct · owns 75% or more
L•••••• C••••••••• F••••••••• · Shareholder
indirect · owns 75% or more of L•••••• G•••• L•••
L•••••• G•••• L••• · Stockholder
indirect · owns 25% to 50% of L••••••• D• N••••••• A•• C•• I•••••••••
R• U• H••••• L•••••• · Stockholder
indirect · owns 50% to 75% of L••••••• D• N••••••• A•• C•• I•••••••••

Related persons

Schedule D 7.A

L•••••• P••••••• L••
pooled vehicle sponsory

Advisers that list L•••••• D• N••••••• A•••• M••••••••• L•• as a related person

264794 n

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

employee count surgeChange between filings · filing Mar 26, 2026
employees (Item 5.A) moved from 10.0 to 16.0 (+60.0%) between the annual amendments of 2025-03-28 and 2026-03-26; the peer median change was 0.0% (394 comparable advisers, 99.0th percentile of changes)
peers: asset managers, $500M to $1B (394) · 99% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 4 to 3
Jan 30, 2026 to Mar 26, 2026
Advisory employees · 6 to 10
Jan 30, 2026 to Mar 26, 2026
Employees · 10 to 16
Jan 30, 2026 to Mar 26, 2026
Discretionary RAUM · $704M to $764M
Jan 30, 2026 to Mar 26, 2026
Pooled vehicle RAUM · $522M to $575M
Jan 30, 2026 to Mar 26, 2026
RAUM · $704M to $764M
Jan 30, 2026 to Mar 26, 2026
Related adviser · false to true
Jan 30, 2026 to Mar 26, 2026
Accounts · 3 to 4
Mar 27, 2024 to Mar 28, 2025
Advisory employees · 5 to 6
Mar 27, 2024 to Mar 28, 2025
BD registered reps · 0 to 1
Mar 27, 2024 to Mar 28, 2025
Corporate clients · unset to 1.0
Mar 27, 2024 to Mar 28, 2025
Employees · 9 to 10
Mar 27, 2024 to Mar 28, 2025
Financial planning clients · unset to
Mar 27, 2024 to Mar 28, 2025
Discretionary RAUM · $525M to $704M
Mar 27, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $475M to $522M
Mar 27, 2024 to Mar 28, 2025
RAUM · $525M to $704M
Mar 27, 2024 to Mar 28, 2025
Related adviser · true to false
Mar 27, 2024 to Mar 28, 2025
Related broker-dealer · false to true
Mar 27, 2024 to Mar 28, 2025
Accounts · 4 to 3
Sep 13, 2023 to Mar 27, 2024
Advisory employees · 4 to 5
Sep 13, 2023 to Mar 27, 2024
Charity clients · 0.0 to unset
Sep 13, 2023 to Mar 27, 2024
HNW clients · 0.0 to unset
Sep 13, 2023 to Mar 27, 2024
Individual clients · 0.0 to unset
Sep 13, 2023 to Mar 27, 2024
Pension plan clients · 0.0 to unset
Sep 13, 2023 to Mar 27, 2024
Pooled vehicle clients · 3 to 1
Sep 13, 2023 to Mar 27, 2024
Private funds · 2 to 1
Sep 13, 2023 to Mar 27, 2024
Discretionary RAUM · $375M to $525M
Sep 13, 2023 to Mar 27, 2024
HNW RAUM · 0.0 to unset
Sep 13, 2023 to Mar 27, 2024
Individual RAUM · 0.0 to unset
Sep 13, 2023 to Mar 27, 2024
Pension RAUM · 0.0 to unset
Sep 13, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $355M to $475M
Sep 13, 2023 to Mar 27, 2024
RAUM · $375M to $525M
Sep 13, 2023 to Mar 27, 2024
Corporate clients · 1.0 to unset
Aug 19, 2022 to Mar 24, 2023
Employees · 10 to 9
Aug 19, 2022 to Mar 24, 2023
Discretionary RAUM · $479M to $375M
Aug 19, 2022 to Mar 24, 2023
Pooled vehicle RAUM · $446M to $355M
Aug 19, 2022 to Mar 24, 2023
RAUM · $479M to $375M
Aug 19, 2022 to Mar 24, 2023
Employees · 9 to 10
Oct 18, 2021 to Mar 21, 2022
Discretionary RAUM · $489M to $479M
Oct 18, 2021 to Mar 21, 2022
Pooled vehicle RAUM · $456M to $446M
Oct 18, 2021 to Mar 21, 2022

Signals

9 dated events

L•••••• D• N••••••• A•••• M••••••••• L•• reported RAUM $704.0M, up 34% from $524.6M (2024-03-27 to 2025-03-28)
Mar 28, 2025 · RAUM change · derived
L•••••• D• N••••••• A•••• M••••••••• L•• reported RAUM $524.6M, up 40% from $375.4M (2023-09-13 to 2024-03-27)
Mar 27, 2024 · RAUM change · derived
L•••••• D• N••••••• A•••• M••••••••• L•• reported RAUM $391.5M, down 42% from $678.3M (2020-03-30 to 2021-03-25)
Mar 25, 2021 · RAUM change · derived
Michael Ryan Tie (Chief Investment Officer) no longer on Schedule A of L•••••• D• N••••••• A•••• M••••••••• L•• (listed 2019-03-22, absent 2019-07-01)
Jul 1, 2019 · Control person left · inference
Kyle William Cleeton (Co-Chief Investment Officer) appeared on Schedule A of L•••••• D• N••••••• A•••• M••••••••• L••
Jul 1, 2019 · Control person joined · fact
A. Thomas Riboud-Seydoux (Director) appeared on Schedule A of L•••••• D• N••••••• A•••• M••••••••• L••
Jul 1, 2019 · Control person joined · fact
Murray Charles Stucke (Chief Executive Officer) no longer on Schedule A of L•••••• D• N••••••• A•••• M••••••••• L•• (listed 2018-07-30, absent 2019-03-22)
Mar 22, 2019 · Control person left · inference
(Nmn) Serge Dassault (Shareholder) no longer on Schedule A of L•••••• D• N••••••• A•••• M••••••••• L•• (listed 2018-07-30, absent 2019-03-22)
Mar 22, 2019 · Control person left · inference
Raffel Nicole Dassault (Shareholder) no longer on Schedule A of L•••••• D• N••••••• A•••• M••••••••• L•• (listed 2018-07-30, absent 2019-03-22)
Mar 22, 2019 · Control person left · inference

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/L••••••-DE-N•••••••-&-CO-reportedpublic record, Form ADV, Sep 21, 2026
Website: L••••••.COM/?GO=L••••••-DE-N•••••••-ASSET-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 212-698-0700reportedpublic record, Form ADV, Mar 26, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026