DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••••••• C••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••••• C••••••• L•• | Independent wealth | Jul 1, 2021 | n/a | yes | Towson, MD | Current employment |
| C••••••••• F•••••••• N•••••• | National bd RIA | Apr 16, 2009 | n/a | yes | Columbia, MD|TOWSON, MD | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• S••••••••• C••••••••• | C••••••••• F•••••••• N•••••• | Apr 20, 2009 | Apr 16, 2009 | -4 | Firm change | Other |
| A•••••••• C•••••• C••••••••• | F•• S••••••••• C••••••••• | Feb 27, 2009 | Feb 27, 2009 |
| F•••••••• C••••••• L•• |
| Independent wealth |
| May 4, 2009 |
| Dec 31, 2020 |
| no |
| TOWSON, MD |
| Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Feb 27, 2009 | Apr 20, 2009 | no | TOWSON, MD | Previous registration |
| A•••••••• C•••••• C••••••••• | n/a | Jun 25, 1995 | Feb 27, 2009 | no | TOWSON, MD|TOWSON, MD | Previous registration |
| 0 |
| Bulk transfer |
| Other |