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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Tampa, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 16, 2019 | n/a | yes | Tampa, FL|Tampa, FL | Current employment |
| WEALTH ADVISORS OF TAMPA BAY | Independent wealth | May 14, 2012 | Sep 23, 2019 | no | TAMPA, FL | Previous registration |
| FLORIDA INVESTMENT ADVISORS | Former SEC adviser | Feb 6, 2007 | Apr 18, 2012 | no | TAMPA, FL|TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTH ADVISORS OF TAMPA BAY | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 23, 2019 | Aug 16, 2019 | -38 | Firm change after gap | RIA to ibd |
| FLORIDA INVESTMENT ADVISORS | WEALTH ADVISORS OF TAMPA BAY | Apr 18, 2012 | May 14, 2012 | 26 | Firm change | Other |