DFX Intelligence

W••••• A••••••• O• T•••• B••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

W••••• A••••••• O• T•••• B••

W••••• A••••••• O• T•••• B•• LLC, CRD 162724

T••••, FL

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Search this name across graphsid dfx:ria:33c83f6e-f17d-5cf3-9992-64ed47695804

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Mar 12, 2012 to Mar 6, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=6.0
Regulatory AUM: $457M••• Locked
Discretionary RAUM: $457M
Private client RAUM: $444Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $114Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• F••• G••••	n/a	T••••, FL	14	30	1	yes
R••••• F••• G••••	Certified Financial Planner	T••••, FL	12	21

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• R•••••• F•••	MANAGING PARTNER & CHIEF COMPLIANCE OFFICER	D	yes	02/2024	Mar 12, 2012	Mar 7, 2024
G••••• R•••••• F•••	MANAGING PARTNER	C	yes	02/2024	Nov 27, 2017	Mar 7, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$457M	$401M	14.0%	$299M	15.2%	8	7	0	0

Relationships

Registered with (6)

← K••••••• A•• O•••••Advisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← R••• D•••••• C••••Advisorregistration: current employment
Feb 28, 2020 to presentfactForm ADV
← R••••• F••• G••••Advisorregistration: current employment
Sep 2, 2014 to presentfactForm ADV
← R••••• F••• G••••

Dated events

Occurred
Mar 6, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
Mar 6, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
Oct 22, 2019
Control person left
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33c83f6e-f17d-5cf3-9992-64ed47695804
First observed: Mar 12, 2012
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.