RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• V••••• A••••
- S•••••••• A•••••••• L•• BD affiliated currentsince Apr 3, 2025 · Southlake, Tx
- M•••••• G•••• A•••• M••••••••• I••• independent RIAMay 11, 2011 to Mar 7, 2025 · Dallas, Tx
- E•••••••• A•••••••• L•• national BDAug 15, 2007 to May 4, 2011 · Dallas, Tx
- M•••••• G•••• A•••• M••••••••• I••• to S•••••••• A•••••••• L••left Mar 7, 2025, registered Apr 3, 2025 (27 days) · RIA to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to M•••••• G•••• A•••• M••••••••• I•••left May 4, 2011, registered May 11, 2011 (7 days) · Other
- V•••••• V••••• A•••• left M•••••• G•••• A•••• M••••••••• I••• for S•••••••• A•••••••• L•• (registered 2025-04-03)Mar 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address