DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Paul David Ambrosini

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Wadsworth, IL | Itasca, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af439165-6480-8ef4-e91f-6a85040e3479

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Oct 1, 1993
First registration: Sep 4, 2012
Dual registered: yes, broker-dealer
Other names: PAUL DAVID AMBROSINI|Paul Ambrosini
IAPD individual key: 2299241

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 10, 2021	n/a	yes	Itasca, IL\|Wadsworth, IL	Current employment
H. BECK, INC.	Former SEC adviser	Feb 5, 2020	Mar 10, 2020	no	Oak Brook, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 31, 2018	Sep 26, 2018	no	Brookfield, WI	Previous registration
SGL FINANCIAL, LLC	Independent wealth	Jan 16, 2018	May 8, 2018	no	Buffalo Grove, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 28, 2015	Jan 5, 2018	no	CHICAGO, IL	Previous registration
CHAMPION ADVISORY SERVICES, INC	n/a	Jan 20, 2015	May 4, 2015	no	ARLINGTON HTS, IL	Previous registration
FIRSTMERIT ADVISORS, INC.	n/a	Sep 4, 2012	Feb 12, 2013	no	MELROSE PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H. BECK, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 10, 2020	Jun 10, 2021	457	Firm change after gap	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	H. BECK, INC.	Sep 26, 2018	Feb 5, 2020	497	Firm change after gap	Ibd to ibd
SGL FINANCIAL, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	May 8, 2018	Jul 31, 2018	84	Firm change	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	SGL FINANCIAL, LLC	Jan 5, 2018	Jan 16, 2018	11	Firm change	Other
CHAMPION ADVISORY SERVICES, INC	AMERIPRISE FINANCIAL SERVICES, LLC	May 4, 2015	Apr 28, 2015	-6	Firm change	Other
FIRSTMERIT ADVISORS, INC.	CHAMPION ADVISORY SERVICES, INC	Feb 12, 2013	Jan 20, 2015	707	Firm change after gap	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 31, 2018 to Sep 26, 2018factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Feb 5, 2020 to Mar 10, 2020factForm ADV
→ SGL FINANCIAL, LLCRegistered adviserregistration: previous registration
Jan 16, 2018 to May 8, 2018factForm ADV
→ CHAMPION ADVISORY SERVICES, INCRegistered adviserregistration: previous registration
Jan 20, 2015 to May 4, 2015factForm ADV
→ FIRSTMERIT ADVISORS, INC.Registered adviserregistration: previous registration
Sep 4, 2012 to Feb 12, 2013factForm ADV

Dated events

No dated event names this entity yet.