DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul David Ambrosini
Feed of 09/15/2026
Also filed as Paul David Ambrosini
At current firm
5 y
since Jun 10, 2021
In the industry
32 y
since Oct 1, 1993 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Jun 10, 2021 · Itasca, Il
- H. Beck, Inc. formerFeb 5, 2020 to Mar 10, 2020 · Oak Brook, Il
- Ameriprise Financial Services, LLC national BDJul 31, 2018 to Sep 26, 2018 · Brookfield, Wi
- Sgl Financial, LLC independent RIAJan 16, 2018 to May 8, 2018 · Buffalo Grove, Il
- Ameriprise Financial Services, LLC national BDApr 28, 2015 to Jan 5, 2018 · Chicago, Il
- Champion Advisory Services, Inc unclassifiedJan 20, 2015 to May 4, 2015 · Arlington Hts, Il
- Firstmerit Advisors, Inc. unclassifiedSep 4, 2012 to Feb 12, 2013 · Melrose Park, Il
Moves
a registration end followed by a registration begin elsewhere
- H. Beck, Inc. to Ameriprise Financial Services, LLCleft Mar 10, 2020, registered Jun 10, 2021 (457 days) · Affiliated broker-dealer or bank to another
- Ameriprise Financial Services, LLC to H. Beck, Inc.left Sep 26, 2018, registered Feb 5, 2020 (497 days) · Affiliated broker-dealer or bank to another
- Sgl Financial, LLC to Ameriprise Financial Services, LLCleft May 8, 2018, registered Jul 31, 2018 (84 days) · RIA to affiliated broker-dealer or bank
- Ameriprise Financial Services, LLC to Sgl Financial, LLCleft Jan 5, 2018, registered Jan 16, 2018 (11 days) · Other
- Champion Advisory Services, Inc to Ameriprise Financial Services, LLCleft May 4, 2015, registered Apr 28, 2015 (-6 days) · Other
- Firstmerit Advisors, Inc. to Champion Advisory Services, Incleft Feb 12, 2013, registered Jan 20, 2015 (707 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address