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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Glenn Scott Schwalje

Advisor at FINANCIAL SECURITY ADVISORY INC

VIRGINIA BEACH, VA | Darien, IL

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Search this name across graphsid dfx:ria:af4931bd-381a-1c1d-0394-2ab13bcf5f56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Jul 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FINANCIAL SECURITY ADVISORY INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 25, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 25, 1994
First registration: Jul 2, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2441501

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FINANCIAL SECURITY ADVISORY INC	Independent wealth	Jan 12, 2024	n/a	yes	VIRGINIA BEACH, VA\|Darien, IL	Current employment
UHLMANN INVESTMENT MANAGEMENT, L.L.C.	Independent wealth	Sep 12, 2022	Aug 25, 2023	no	Darien, IL\|SKOKIE, IL	Previous registration
WORLD EQUITY GROUP, INC.	Bd affiliated wealth	Aug 23, 2018	Sep 20, 2021	no	SCHAUMBURG, IL\|SCHAUMBURG, IL	Previous registration
MPS-LORIA FINANCIAL PLANNERS,LLC	Independent wealth	May 7, 2013	Nov 17, 2016	no	BURR RIDGE, IL	Previous registration
IMBB INVESTMENT ADVISORS	n/a	Jun 30, 2011	Sep 26, 2011	no	INDIANAPOLIS, IN	Previous registration
STONEWALL ADVISORS, INC.	n/a	Nov 1, 2007	Oct 6, 2011	no	CHICAGO, IL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jul 24, 2007	no	CHICAGO, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 2, 2007	Apr 2, 2007	no	CHICAGO, IL	Previous registration
ADVANCED EQUITIES, INC.	Former SEC adviser	Jun 22, 2005	Apr 27, 2006	no	CHICAGO, IL	Previous registration
HOWE BARNES CAPITAL MANAGEMENT, INC.	n/a	Oct 20, 2004	Jul 20, 2005	no	CHICAGO, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 2, 2001	May 22, 2002	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UHLMANN INVESTMENT MANAGEMENT, L.L.C.	FINANCIAL SECURITY ADVISORY INC	Aug 25, 2023	Jan 12, 2024	140	Firm change	RIA to RIA
WORLD EQUITY GROUP, INC.	UHLMANN INVESTMENT MANAGEMENT, L.L.C.	Sep 20, 2021	Sep 12, 2022	357	Firm change	Ibd to RIA
MPS-LORIA FINANCIAL PLANNERS,LLC	WORLD EQUITY GROUP, INC.	Nov 17, 2016	Aug 23, 2018	644	Firm change after gap	Other
STONEWALL ADVISORS, INC.	IMBB INVESTMENT ADVISORS	Oct 6, 2011	Jun 30, 2011	-98	Firm change after gap	Other
IMBB INVESTMENT ADVISORS	MPS-LORIA FINANCIAL PLANNERS,LLC	Sep 26, 2011	May 7, 2013	589	Firm change after gap	Other
MORGAN STANLEY & CO. LLC	STONEWALL ADVISORS, INC.	Jul 24, 2007	Nov 1, 2007	100	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
ADVANCED EQUITIES, INC.	MORGAN STANLEY DW INC.	Apr 27, 2006	Mar 2, 2007	309	Firm change	Other
HOWE BARNES CAPITAL MANAGEMENT, INC.	ADVANCED EQUITIES, INC.	Jul 20, 2005	Jun 22, 2005	-28	Firm change	Other
WELLS FARGO ADVISORS	HOWE BARNES CAPITAL MANAGEMENT, INC.	May 22, 2002	Oct 20, 2004	882	Firm change after gap	Other

Relationships

Registered with (11)

→ FINANCIAL SECURITY ADVISORY INCRegistered adviserregistration: current employment
Jan 12, 2024 to presentfactForm ADV
→ UHLMANN INVESTMENT MANAGEMENT, L.L.C.Registered adviserregistration: previous registration
Sep 12, 2022 to Aug 25, 2023factForm ADV
→ WORLD EQUITY GROUP, INC.Registered adviserregistration: previous registration
Aug 23, 2018 to Sep 20, 2021factForm ADV
→ MPS-LORIA FINANCIAL PLANNERS,LLCRegistered adviserregistration: previous registration
May 7, 2013 to Nov 17, 2016factForm ADV
→ STONEWALL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 1, 2007 to Oct 6, 2011factForm ADV
→ IMBB INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Jun 30, 2011 to Sep 26, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jul 24, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 2, 2007 to Apr 2, 2007factForm ADV
→ ADVANCED EQUITIES, INC.Registered adviserregistration: previous registration
Jun 22, 2005 to Apr 27, 2006factForm ADV
→ HOWE BARNES CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Jul 20, 2005factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 2, 2001 to May 22, 2002factForm ADV

Dated events

Occurred
Aug 25, 2023
Advisor changed firm
Glenn Scott Schwalje left Uhlmann Investment Management, L.L.C. for Financial Security Advisory Inc (registered 2024-01-12)
Form ADVobserved 6 days ago