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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

JOHN MARION HOPPER

Advisor at OPPENHEIMER & CO. INC.

RICHMOND, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OPPENHEIMER & CO. INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 2, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 2, 1994
First registration: Apr 8, 2005
Dual registered: yes, broker-dealer
Other names: John Marion Hopper|John Marion Hopper
IAPD individual key: 2552575

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Sep 21, 2020	n/a	yes	RICHMOND, VA	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 30, 2015	Apr 12, 2019	no	Henrico, VA	Previous registration
FIRST TENNESSEE ADVISORY SERVICES, INC.	Former SEC adviser	Apr 11, 2012	Oct 10, 2013	no	MEMPHIS, TN	Previous registration
FIRST HORIZON ADVISORS, INC	Former SEC adviser	Sep 24, 2010	Jun 12, 2015	no	RICHMOND, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 8, 2005	Jun 16, 2010	no	RICHMOND, VA\|RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	OPPENHEIMER & CO. INC.	Apr 12, 2019	Sep 21, 2020	528	Firm change after gap	Ibd to ibd
FIRST HORIZON ADVISORS, INC	FIRST TENNESSEE ADVISORY SERVICES, INC.	Jun 12, 2015	Apr 11, 2012	-1,157	Firm change after gap	Other
FIRST TENNESSEE ADVISORY SERVICES, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 10, 2013	Sep 30, 2015	720	Firm change after gap	Other
WELLS FARGO ADVISORS	FIRST HORIZON ADVISORS, INC	Jun 16, 2010	Sep 24, 2010	100	Firm change	Other

Relationships

Registered with (5)

→ OPPENHEIMER & CO. INC.Registered adviserregistration: current employment
Sep 21, 2020 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 30, 2015 to Apr 12, 2019factForm ADV
→ FIRST HORIZON ADVISORS, INCRegistered adviserregistration: previous registration
Sep 24, 2010 to Jun 12, 2015factForm ADV
→ FIRST TENNESSEE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Apr 11, 2012 to Oct 10, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 8, 2005 to Jun 16, 2010factForm ADV

Dated events

No dated event names this entity yet.