DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Marion Hopper
Feed of 09/14/2026
Also filed as John Marion Hopper
At current firm
5 y
since Sep 21, 2020
In the industry
31 y
since Nov 2, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Oppenheimer & Co. Inc. BD affiliated currentsince Sep 21, 2020 · Richmond, Va
- Cambridge Investment Research Advisors, Inc. BD affiliatedSep 30, 2015 to Apr 12, 2019 · Henrico, Va
- First Tennessee Advisory Services, Inc. formerApr 11, 2012 to Oct 10, 2013 · Memphis, Tn
- First Horizon Advisors, Inc formerSep 24, 2010 to Jun 12, 2015 · Richmond, Va
- Wells Fargo Advisors wirehouseApr 8, 2005 to Jun 16, 2010 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Oppenheimer & Co. Inc.left Apr 12, 2019, registered Sep 21, 2020 (528 days) · Affiliated broker-dealer or bank to another
- First Horizon Advisors, Inc to First Tennessee Advisory Services, Inc.left Jun 12, 2015, registered Apr 11, 2012 (-1157 days) · Other
- First Tennessee Advisory Services, Inc. to Cambridge Investment Research Advisors, Inc.left Oct 10, 2013, registered Sep 30, 2015 (720 days) · Other
- Wells Fargo Advisors to First Horizon Advisors, Incleft Jun 16, 2010, registered Sep 24, 2010 (100 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address