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Advisor at WESTERN WEALTH MANAGEMENT LLC
GOLDEN, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | Independent wealth | May 15, 2026 | n/a | yes | GOLDEN, CO | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 1, 2007 | May 29, 2026 | no | LAKEWOOD, CO|FORT MILL, SC|LAKEWOOD, CO|GOLDEN, CO|GOLDEN, CO|LAKEWOOD, CO | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jul 21, 2005 | Feb 2, 2007 | no | LAKEWOOD, CO|LAKEWOOD, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | WESTERN WEALTH MANAGEMENT LLC | May 29, 2026 | May 15, 2026 | -14 | Firm change | Ibd to RIA |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | LPL FINANCIAL LLC | Feb 2, 2007 | Feb 1, 2007 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:283545:CO:2026-05-29 | May 29, 2026 | May 15, 2026 | LAKEWOOD, CO | Firm change |