RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• P••• B••••
- W•••••• W••••• M••••••••• L•• independent RIA currentsince May 15, 2026 · Golden, Co
- L•• F•••••••• L•• BD affiliatedFeb 1, 2007 to May 29, 2026 · Lakewood, Co
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJul 21, 2005 to Feb 2, 2007 · Lakewood, Co
- L•• F•••••••• L•• to W•••••• W••••• M••••••••• L••left May 29, 2026, registered May 15, 2026 (-14 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to L•• F•••••••• L••left Feb 2, 2007, registered Feb 1, 2007 (-1 days) · Other
- C••••••••• P••• B•••• left L•• F•••••••• L•• for W•••••• W••••• M••••••••• L•• (registered 2026-05-15)May 29, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address