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D••••• J•••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

D••••• J•••• O•••••

Advisor at O••• B••••• W••••• G•••• L••

TARRYTOWN, NY

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Search this name across graphsid dfx:ria:af9351f0-f701-f7db-03ea-fe4fbd4d2eba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• B••••• W••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 13, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O••• B••••• W••••• G•••• L••	Independent wealth	Jul 22, 2021	n/a	yes	TARRYTOWN, NY	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	May 11, 2018	Feb 13, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	O••• B••••• W••••• G•••• L••	Feb 13, 2020	Jul 22, 2021	525	Firm change after gap	Ibd to RIA
W•••• F•••• A•••••••	A••••••••• F•••••••• S•••••••• L••	May 15, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:306097:NY:2020-02-12	Feb 13, 2020	Jul 22, 2021	TARRYTOWN, NY	Firm change after gap

Relationships

Registered with (3)

→ O••• B••••• W••••• G•••• L••Registered adviserregistration: current employment
Jul 22, 2021 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 11, 2018 to Feb 13, 2020factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 7, 2007 to May 15, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af9351f0-f701-f7db-03ea-fe4fbd4d2eba
First observed: Feb 7, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.